4//SEC Filing
Dow De'Ana 4
Accession 0001424020-23-000003
CIK 0001820302other
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 5:04 PM ET
Size
7.0 KB
Accession
0001424020-23-000003
Insider Transaction Report
Form 4
Dow De'Ana
Director
Transactions
- Award
Class A Common Stock
2023-06-06+142,858→ 480,036 total - Award
Class A Common Stock
2023-06-06+142,858→ 337,178 total
Footnotes (4)
- [F1]These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.
- [F2]Includes 142,858 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
- [F3]This grant of RSUs was for Reporting Person's service on the board of managers of Bakkt Trust Company LLC.
- [F4]Includes 285,716 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
Documents
Issuer
Bakkt Holdings, Inc.
CIK 0001820302
Entity typeother
Related Parties
1- filerCIK 0001424020
Filing Metadata
- Form type
- 4
- Filed
- Jun 7, 8:00 PM ET
- Accepted
- Jun 8, 5:04 PM ET
- Size
- 7.0 KB