Dow De'Ana 4
4 · Bakkt Holdings, Inc. · Filed Jun 8, 2023
Insider Transaction Report
Form 4
Dow De'Ana
Director
Transactions
- Award
Class A Common Stock
2023-06-06+142,858→ 480,036 total - Award
Class A Common Stock
2023-06-06+142,858→ 337,178 total
Footnotes (4)
- [F1]These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.
- [F2]Includes 142,858 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
- [F3]This grant of RSUs was for Reporting Person's service on the board of managers of Bakkt Trust Company LLC.
- [F4]Includes 285,716 shares of Class A Common Stock subject to RSUs that remain subject to vesting.