BioPharmX Corp 4
4 · BioPharmX Corp · Filed Nov 29, 2016
Insider Transaction Report
Form 4
BioPharmX Corpbpmx
Morlock Stephen
Director
Transactions
- Award
Warrants to purchase common stock
2016-11-28$0.35/sh+321,428$112,500→ 496,428 totalExercise: $0.35→ Common stock (321,428 underlying) - Award
Common stock
2016-11-28+0→ 251,071 total(indirect: By Stephen W. Morlock and Karen R. Morlock TTE UDT dated 04/21/03) - Award
Common stock
2016-11-28$0.35/sh+428,571$150,000→ 543,956 total
Footnotes (4)
- [F1]Mr. Morlock is a co-trustee and co-beneficiary of the Stephen W. Morlock and Karen R. Morlock TTE UDT dated 04/21/03
- [F2]Warrant expires 7 years from the exercisability date.
- [F3]Warrants become exercisable upon the later of the one year anniversary from issuance and receiving stockholder approval to increase the number of authorized shares of common stock.
- [F4]Includes 175,000 options to purchase common stock held by Mr. Morlock's trust.