4//SEC Filing
Burton Andrew 4
Accession 0001424867-10-000002
CIK 0001096555other
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 5:11 PM ET
Size
11.7 KB
Accession
0001424867-10-000002
Insider Transaction Report
Form 4
Burton Andrew
10% Owner
Transactions
- Conversion
Common Stock issuable upon exercise of warrants
2010-08-11$0.10/sh−550,000$55,000→ 3,700,000 totalExercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (550,000 underlying)
Holdings
- 3,500,000(indirect: see footnote 3)
Common Stock issuable upon exercise of waarrants
Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common stock (3,500,000 underlying) - 2,591,552
Common Stock, par value $0.01 per share ("Common Stock")
- 2,871,427(indirect: see footnote 3)
Common Stock
Arclight Capital, LLC
10% Owner
Transactions
- Conversion
Common Stock issuable upon exercise of warrants
2010-08-11$0.10/sh−550,000$55,000→ 3,700,000 totalExercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (550,000 underlying)
Holdings
- 2,591,552
Common Stock, par value $0.01 per share ("Common Stock")
- 2,871,427(indirect: see footnote 3)
Common Stock
- 3,500,000(indirect: see footnote 3)
Common Stock issuable upon exercise of waarrants
Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common stock (3,500,000 underlying)
Footnotes (3)
- [F1]After the transactions reported in this Form 4, Arclight Capital LLC ("Arclight") holds 2,591,552 shares of Common Stock and warrants that are convertible into an additional 3,700,000 shares of Common Stock. As Managing Member of Arclight, Andrew Burton has voting and dispositive authority over, and may be deemed to beneficially own, Arclight's shares of Common Stock and warrants to purcase Common Stock. Andrew Burton does not directly own any shares of Common Stock or warrants to purchase Common Stock.
- [F2]Arclight exercised warrants to acquire 550,000 shares of Common Stock.
- [F3]Spectra Capital Management LLC ("Spectra") holds 2,871,427 shares of Common Stock and warrants that are convertible into an additional 3,500,000 shares of Common Stock. As Manager of Spectra, Andrew Burton may be deemed to beneficially own Spectra's shares of Common Stock and warrants to purchase Common Stock. Andrew Burton does not directly own any shares of Common Stock or warrants to purchase Common Stock.
Documents
Issuer
IVANY NGUYEN, INC.
CIK 0001096555
Entity typeother
Related Parties
1- filerCIK 0001424865
Filing Metadata
- Form type
- 4
- Filed
- Aug 16, 8:00 PM ET
- Accepted
- Aug 17, 5:11 PM ET
- Size
- 11.7 KB