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4//SEC Filing

Burton Andrew 4

Accession 0001424868-10-000002

CIK 0001096555other
View on SEC.govCompany Profile

Filed

Mar 14, 8:00 PM ET

Accepted

Mar 15, 5:19 PM ET

Size

15.8 KB

Accession

0001424868-10-000002

Insider Transaction Report

Form 4
Period: 2010-03-15
IVANY NGUYEN, INC.IVNM
Spectra Capital Management, LLC
10% Owner
Transactions
  • Exercise/Conversion

    Common Stock issuable upon exercise of warrants

    2010-03-15$0.10/sh−750,000$75,000→ 4,250,000 total
    Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (4,250,000 underlying)
  • Exercise/Conversion

    Common Stock issuable upon exercise of warrants

    2010-03-15$0.10/sh−1,500,000$150,000→ 3,500,000 total
    Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (3,500,000 underlying)
Holdings

  • Common Stock

    2,041,552

  • Common Stock, par value $0.01 per share ("Common Stock")

    2,871,427
Porges Gregory I.
10% Owner
Transactions
  • Exercise/Conversion

    Common Stock issuable upon exercise of warrants

    2010-03-15$0.10/sh−1,500,000$150,000→ 3,500,000 total
    Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (3,500,000 underlying)
  • Exercise/Conversion

    Common Stock issuable upon exercise of warrants

    2010-03-15$0.10/sh−750,000$75,000→ 4,250,000 total
    Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (4,250,000 underlying)
Holdings

  • Common Stock

    2,041,552

  • Common Stock, par value $0.01 per share ("Common Stock")

    2,871,427
Arclight Capital, LLC
10% Owner
Transactions
  • Exercise/Conversion

    Common Stock issuable upon exercise of warrants

    2010-03-15$0.10/sh−1,500,000$150,000→ 3,500,000 total
    Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (3,500,000 underlying)
  • Exercise/Conversion

    Common Stock issuable upon exercise of warrants

    2010-03-15$0.10/sh−750,000$75,000→ 4,250,000 total
    Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (4,250,000 underlying)
Holdings

  • Common Stock, par value $0.01 per share ("Common Stock")

    2,871,427

  • Common Stock

    2,041,552
Burton Andrew
10% Owner
Transactions
  • Exercise/Conversion

    Common Stock issuable upon exercise of warrants

    2010-03-15$0.10/sh−1,500,000$150,000→ 3,500,000 total
    Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (3,500,000 underlying)
  • Exercise/Conversion

    Common Stock issuable upon exercise of warrants

    2010-03-15$0.10/sh−750,000$75,000→ 4,250,000 total
    Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (4,250,000 underlying)
Holdings

  • Common Stock, par value $0.01 per share ("Common Stock")

    2,871,427

  • Common Stock

    2,041,552
Footnotes (4)
  • [F1]After the transactions reported in this Form 4, Spectra Capital Management LLC ("Spectra") holds 2,871,427 shares of Common Stock and warrants that are convertible into an additional 3,500,000 shares of Common Stock. As Managing Member of Spectra, Gregory Porges has voting and dispositive authority over, and may be deemed to beneficially own, Spectra's shares of Common Stock and warrants to purchase Common Stock. As Manager of Spectra, Andrew Burton may be deemed to beneficially own Spectra's shares of Common Stock and warrants to purchase Common Stock. Neither Gregory Porges nor Andrew Burton directly owns any shares of Common Stock or warrants to purchase Common Stock.
  • [F2]Spectra Capital Management LLC ("Spectra") exercised warrants to acquire 1,500,000 shares of Common Stock.
  • [F3]After the transactions reported in this Form 4, Arclight Capital LLC ("Arclight") holds 2,041,552 shares of Common Stock and warrants that are convertible into an additional 4,250,000 shares of Common Stock. As Managing Member of Arclight, Andrew Burton has voting and dispositive authority over, and may be deemed to beneficially own, Arclight's shares of Common Stock and warrants to purchase Common Stock. Andrew Burton does not directly own any shares of Common Stock or warrants to purchase Common Stock.
  • [F4]Arclight Capital LLC ("Arclight") exercised warrants to acquire 750,000 shares of Common Stock.

Documents

1 file

Issuer

IVANY NGUYEN, INC.

CIK 0001096555

→
Entity typeother

Related Parties

1
  • filerCIK 0001424865

Filing Metadata

Form type
4
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 5:19 PM ET
Size
15.8 KB
View on SEC.gov