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4//SEC Filing

Burton Andrew 4

Accession 0001424868-11-000001

CIK 0001096555other
View on SEC.govCompany Profile

Filed

Feb 17, 7:00 PM ET

Accepted

Feb 18, 5:23 PM ET

Size

13.1 KB

Accession

0001424868-11-000001

Insider Transaction Report

Form 4
Period: 2011-02-16
IVANY NGUYEN, INC.IVNM
Porges Gregory I.
10% Owner
Transactions
  • Sale

    Common Stock, par value $0.01 per share ("Common Stock")

    2011-02-16$0.20/sh−1,932$386→ 2,869,495 total
Holdings

  • Common Stock issuable upon exercise of warrants

    Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (3,500,000 underlying)
    3,500,000

  • Common Stock

    (indirect: see footnote)
    2,591,552

  • Common Stock issuable upon exercise of warrants

    (indirect: see footnote)
    Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (3,700,000 underlying)
    3,700,000
Burton Andrew
10% Owner
Transactions
  • Sale

    Common Stock, par value $0.01 per share ("Common Stock")

    2011-02-16$0.20/sh−1,932$386→ 2,869,495 total
Holdings

  • Common Stock

    (indirect: see footnote)
    2,591,552

  • Common Stock issuable upon exercise of warrants

    Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (3,500,000 underlying)
    3,500,000

  • Common Stock issuable upon exercise of warrants

    (indirect: see footnote)
    Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (3,700,000 underlying)
    3,700,000
Spectra Capital Management, LLC
10% Owner
Transactions
  • Sale

    Common Stock, par value $0.01 per share ("Common Stock")

    2011-02-16$0.20/sh−1,932$386→ 2,869,495 total
Holdings

  • Common Stock

    (indirect: see footnote)
    2,591,552

  • Common Stock issuable upon exercise of warrants

    (indirect: see footnote)
    Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (3,700,000 underlying)
    3,700,000

  • Common Stock issuable upon exercise of warrants

    Exercise: $0.10From: 2009-09-14Exp: 2012-07-10→ Common Stock (3,500,000 underlying)
    3,500,000
Footnotes (3)
  • [F1]Spectra Capital Management LLC ("Spectra) was the seller of these shares.
  • [F2]After the transactions reported in this Form 4, Spectra holds 2,869,495 shares of Common Stock and warrants that are convertible into an additional 3,500,000 shares of Common Stock. As Managing Member of Spectra, Gregory Porges has voting and dispositive authority over, and may be deemed to beneficially own, Spectra's shares of Common Stock and warrants to purchase Common Stock. As Manager of Spectra, Andrew Burton may be deemed to beneficially own Spectra's shares of Common Stock and warrants to purchase Common Stock. Neither Gregory Porges nor Andrew Burton directly owns any shares of Common Stock or warrants to purchase Common Stock.
  • [F3]Arclight Capital LLC ("Arclight") holds 2,591,552 shares of Common Stock and warrants that are convertible into an additional 3,700,000 shares of Common Stock. As Managing Member of Arclight, Andrew Burton has voting and dispositive authority over, and may be deemed to beneficially own, Arclight's shares of Common Stock and warrants to purchase Common Stock. Andrew Burton does not directly own any shares of Common Stock or warrants to purchase Common Stock.

Documents

1 file

Issuer

IVANY NGUYEN, INC.

CIK 0001096555

→
Entity typeother

Related Parties

1
  • filerCIK 0001424865

Filing Metadata

Form type
4
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 5:23 PM ET
Size
13.1 KB
View on SEC.gov