4/A//SEC Filing
Samuels H. Benjamin 4/A
Accession 0001425287-22-000059
CIK 0001425287other
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 2:20 PM ET
Size
8.0 KB
Accession
0001425287-22-000059
Insider Transaction Report
Form 4/AAmended
Samuels H. Benjamin
Director
Transactions
- Award
Common Stock, $0.001 par value per share
2022-02-23$3.03/sh+33,003$99,999→ 430,672 total
Holdings
- 445,421(indirect: See Footnote)
Common Stock, $0.001 par value per share
- 220,966(indirect: See Footnote)
Common Stock, $0.001 par value per share
Footnotes (3)
- [F1]Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on August 23, 2022. The original Form 4 reported an incorrect vesting date. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.
- [F2]On November 9, 2015, Samuels 2012 Children's Trust UAD 10/28/12 (the "Trust") acquired a Stock Purchase Warrant to acquire 428,571 shares of common stock (the "Initial Warrant"). On December 4, 2015, the Trust acquired a Stock Purchase Warrant to acquire 142,857 shares of common stock. On January 5, 2016, convertible notes held by the Trust were automatically converted into 571,429 shares of common stock. Further, on September 14, 2016, the Trust exercised the Initial Warrant and received 143,500 shares of common stock for a purchase price of $757,680 or $5.28 per share and on November 18, 2016 the Trust exercised the Initial Warrant and received 47,604 shares of common stock for a purchase price of $251,349 or $5.28 per share.
- [F3]On February 11, 2019, the Marci Rosenberg 2012 Family Trust acquired 420,967 shares of common stock. Marci Rosenberg is the trustee of such trust. Mr. Rosenberg is the wife of H. Benjamin Samuels, a director of the Company.
Documents
Issuer
Workhorse Group Inc.
CIK 0001425287
Entity typeother
Related Parties
1- filerCIK 0001661669
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 2:20 PM ET
- Size
- 8.0 KB