Home/Filings/4/0001426094-09-000007
4//SEC Filing

Waller William Chester 4

Accession 0001426094-09-000007

CIK 0001051379other

Filed

Aug 18, 8:00 PM ET

Accepted

Aug 19, 8:51 AM ET

Size

13.6 KB

Accession

0001426094-09-000007

Insider Transaction Report

Form 4
Period: 2009-08-17
Transactions
  • Purchase

    Series A Convertible Preferred Stock

    2009-08-17+1,100327,476 total
    Common Stock
  • Purchase

    Series A Convertible Preferred Stock

    2009-08-18+2,096329,572 total
    Common Stock
Transactions
  • Purchase

    Series A Convertible Preferred Stock

    2009-08-18+2,096329,572 total
    Common Stock
  • Purchase

    Series A Convertible Preferred Stock

    2009-08-17+1,100327,476 total
    Common Stock
M3 Funds, LLC
10% Owner
Transactions
  • Purchase

    Series A Convertible Preferred Stock

    2009-08-17+1,100327,476 total
    Common Stock
  • Purchase

    Series A Convertible Preferred Stock

    2009-08-18+2,096329,572 total
    Common Stock
Transactions
  • Purchase

    Series A Convertible Preferred Stock

    2009-08-17+1,100327,476 total
    Common Stock
  • Purchase

    Series A Convertible Preferred Stock

    2009-08-18+2,096329,572 total
    Common Stock
Footnotes (1)
  • [F1]M3 Partners, L.P., a Delaware limited partnership (the "Fund") and M3 Funds, LLC, a Delaware limited liability company ("M3 Funds"), hereby make this filing with respect to certain depository shares of Series A Noncumulative Redeemable Convertible Perpetual Preferred Stock (the "Series A Convertible Preferred Stock") of Midwest Banc Holdings, Inc. (the "Issuer") deemed beneficially owned. The shares of Series A Convertible Preferred Stock are convertible into shares of common stock equal to the quotient achieved when $25.00 is divided by the initial conversion price of $15.00, which may be adjusted from time to time.

Issuer

MIDWEST BANC HOLDINGS INC

CIK 0001051379

Entity typeother

Related Parties

1
  • filerCIK 0001469739

Filing Metadata

Form type
4
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 8:51 AM ET
Size
13.6 KB