4//SEC Filing
Waller William Chester 4
Accession 0001426094-09-000009
CIK 0001051379other
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 10:18 AM ET
Size
13.7 KB
Accession
0001426094-09-000009
Insider Transaction Report
Form 4
Waller William Chester
10% Owner
Transactions
- Purchase
Series A Convertible Preferred Stock
2009-08-25+2,600→ 341,372 total→ Common Stock - Purchase
Series A Convertible Preferred Stock
2009-08-24+3,100→ 338,772 total→ Common Stock
Stock Jason Allen
10% Owner
Transactions
- Purchase
Series A Convertible Preferred Stock
2009-08-24+3,100→ 338,772 total→ Common Stock - Purchase
Series A Convertible Preferred Stock
2009-08-25+2,600→ 341,372 total→ Common Stock
M3 PARTNERS LP
10% Owner
Transactions
- Purchase
Series A Convertible Preferred Stock
2009-08-25+2,600→ 341,372 total→ Common Stock - Purchase
Series A Convertible Preferred Stock
2009-08-24+3,100→ 338,772 total→ Common Stock
M3 Funds, LLC
10% Owner
Transactions
- Purchase
Series A Convertible Preferred Stock
2009-08-25+2,600→ 341,372 total→ Common Stock - Purchase
Series A Convertible Preferred Stock
2009-08-24+3,100→ 338,772 total→ Common Stock
Footnotes (1)
- [F1]M3 Partners, L.P., a Delaware limited partnership (the "Fund") and M3 Funds, LLC, a Delaware limited liability company ("M3 Funds"), hereby make this filing with respect to certain depository shares of Series A Noncumulative Redeemable Convertible Perpetual Preferred Stock (the "Series A Convertible Preferred Stock") of Midwest Banc Holdings, Inc. (the "Issuer") deemed beneficially owned. The shares of Series A Convertible Preferred Stock are convertible into shares of common stock equal to the quotient achieved when $25.00 is divided by the initial conversion price of $15.00, which may be adjusted from time to time.
Documents
Issuer
MIDWEST BANC HOLDINGS INC
CIK 0001051379
Entity typeother
Related Parties
1- filerCIK 0001469739
Filing Metadata
- Form type
- 4
- Filed
- Aug 25, 8:00 PM ET
- Accepted
- Aug 26, 10:18 AM ET
- Size
- 13.7 KB