4//SEC Filing
Waller William Chester 4
Accession 0001426094-09-000012
CIK 0001051379other
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 4:21 PM ET
Size
12.2 KB
Accession
0001426094-09-000012
Insider Transaction Report
Form 4
Waller William Chester
10% Owner
Transactions
- Sale
Series A Preferred Convertible Stock
2009-12-29$2.08/sh−31,600$65,633→ 159,039 total - Sale
Series A Preferred Convertible Stock
2009-12-28$2.08/sh−34,250$71,206→ 190,639 total
Stock Jason Allen
10% Owner
Transactions
- Sale
Series A Preferred Convertible Stock
2009-12-28$2.08/sh−34,250$71,206→ 190,639 total - Sale
Series A Preferred Convertible Stock
2009-12-29$2.08/sh−31,600$65,633→ 159,039 total
M3 PARTNERS LP
10% Owner
Transactions
- Sale
Series A Preferred Convertible Stock
2009-12-29$2.08/sh−31,600$65,633→ 159,039 total - Sale
Series A Preferred Convertible Stock
2009-12-28$2.08/sh−34,250$71,206→ 190,639 total
M3 Funds, LLC
10% Owner
Transactions
- Sale
Series A Preferred Convertible Stock
2009-12-29$2.08/sh−31,600$65,633→ 159,039 total - Sale
Series A Preferred Convertible Stock
2009-12-28$2.08/sh−34,250$71,206→ 190,639 total
Footnotes (1)
- [F1]M3 Partners, L.P., a Delaware limited partnership (the "Fund") and M3 Funds, LLC, a Delaware limited liability company ("M3 Funds"), hereby make this filing with respect to certain depository shares of Series A Noncumulative Redeemable Convertible Perpetual Preferred Stock (the "Series A Convertible Preferred Stock") of Midwest Banc Holdings, Inc. (the "Issuer") deemed beneficially owned. The shares of Series A Convertible Preferred Stock are convertible into shares of common stock equal to the quotient achieved when $25.00 is divided by the initial conversion price of $15.00, which may be adjusted from time to time.
Documents
Issuer
MIDWEST BANC HOLDINGS INC
CIK 0001051379
Entity typeother
Related Parties
1- filerCIK 0001469739
Filing Metadata
- Form type
- 4
- Filed
- Dec 29, 7:00 PM ET
- Accepted
- Dec 30, 4:21 PM ET
- Size
- 12.2 KB