4//SEC Filing
RUFFOLO JOSEPH D 4
Accession 0001428154-10-000001
CIK 0001072847other
Filed
May 3, 8:00 PM ET
Accepted
May 4, 2:05 PM ET
Size
9.7 KB
Accession
0001428154-10-000001
Insider Transaction Report
Form 4
RUFFOLO JOSEPH D
Director
Transactions
- Purchase
Common Stock
2010-04-30$7.99/sh+35$280→ 15,035 total(indirect: By Trust)
Holdings
- 100(indirect: By Children)
Common Stock
- 1,000(indirect: By Spouse)
Common Stock
- 19,035
Common Stock
- 750
Series A Convertible
Exercise: $6.02From: 2009-09-25→ Common Stock (12,459 underlying) - 750(indirect: By Spouse)
Series A Convertible Preferred Stock
Exercise: $6.02From: 2009-09-25→ Common Stock (12,458 underlying)
Footnotes (1)
- [F1]The Series A preferred stock has no expiration date; however, Tower Financial Corp has the right to call the shares on or after September 25,2012 and until September 24, 2013 at 110% of par, after September 25, 2013 and until September 24, 2014 at 105 % of par, and at par after September 25, 2014.
Documents
Issuer
TOWER FINANCIAL CORP
CIK 0001072847
Entity typeother
Related Parties
1- filerCIK 0001195961
Filing Metadata
- Form type
- 4
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 2:05 PM ET
- Size
- 9.7 KB