Home/Filings/4/0001428205-23-000197
4//SEC Filing

GRUBER MARK 4

Accession 0001428205-23-000197

CIK 0001428205other

Filed

Nov 23, 7:00 PM ET

Accepted

Nov 24, 4:04 PM ET

Size

8.9 KB

Accession

0001428205-23-000197

Insider Transaction Report

Form 4
Period: 2023-11-21
GRUBER MARK
Chief Operating Officer
Transactions
  • Disposition to Issuer

    Common Stock

    2023-11-21$17.41/sh342$5,95421,928 total
  • Exercise/Conversion

    Phantom Stock

    2023-11-211,66032,080 total
    Common Stock (1,660 underlying)
  • Exercise/Conversion

    Common Stock

    2023-11-21+1,66022,270 total
Footnotes (3)
  • [F1]On November 21, 2023, the reporting person elected to convert 1,318, of the1,660 shares of vested phantom stock into 1,318 shares of ARMOUR common stock. The reporting person elected to convert the remaining 342 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reportingperson on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023.
  • [F2]Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023.
  • [F3]Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

Issuer

Armour Residential REIT, Inc.

CIK 0001428205

Entity typeother

Related Parties

1
  • filerCIK 0001585875

Filing Metadata

Form type
4
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 4:04 PM ET
Size
8.9 KB