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ALBANY INTERNATIONAL CORP /DE/·4

Feb 22, 12:50 PM ET

Pawlick David M 4

4 · ALBANY INTERNATIONAL CORP /DE/ · Filed Feb 22, 2021

Insider Transaction Report

Form 4
Period: 2021-02-18
ALBANY INTERNATIONAL CORP /DE/AIN
Pawlick David M
Vice President- Controller
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2021-02-19$20.45/sh+1,000$20,450→ 1,000 total
  • Sale

    Class A Common Stock

    2021-02-19$79.23/sh−1,000$79,230→ 0 total
  • Exercise/Conversion

    Class A Common Stock

    2021-02-19$20.63/sh+1,000$20,630→ 1,000 total
  • Sale

    Class A Common Stock

    2021-02-19$79.24/sh−537$42,552→ 463 total
  • Sale

    Class A Common Stock

    2021-02-19$79.24/sh−129$10,222→ 334 total
  • Sale

    Class A Common Stock

    2021-02-19$79.55/sh−334$26,570→ 0 total
  • Exercise/Conversion

    Employee Stock Option

    [F1][F2]
    2021-02-19−1,000→ 0 total
    Exercise: $20.45Exp: 2021-11-06→ Class A Common (1,000 underlying)
  • Exercise/Conversion

    Employee Stock Option

    [F1][F2]
    2021-02-19−1,000→ 0 total
    Exercise: $20.63Exp: 2022-11-07→ Class A Common (1,000 underlying)
  • Award

    Phantom Stock Units

    [F11][F12]
    2021-02-18+2,445→ 2,445 total
    From: 2021-03-01→ Class A Common Stock (2,445 underlying)
Holdings

  • Class A Common Stock

    (indirect: By 401(k))
    1,044

  • Class A Common Stock

    2,314

  • Phantom Stock Units

    [F3][F4]
    From: 2017-03-01→ Class A Common Stock (420 underlying)
    420

  • Phantom Stock Units

    [F5][F6]
    From: 2018-03-01→ Class A Common Stock (792 underlying)
    792

  • Phantom Stock Units

    [F7][F8]
    From: 2019-03-01→ Class A Common Stock (1,315 underlying)
    1,315

  • Phantom Stock Units

    [F9][F10]
    From: 2020-03-01→ Class A Common Stock (1,832 underlying)
    1,832
Footnotes (12)
  • [F1]Option granted pursuant to Company's 1998 Stock Option Plan as incentive to remain in employ of Company.
  • [F10]458 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2020.
  • [F11]Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
  • [F12]489 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2021.
  • [F2]Fully exercisable.
  • [F3]Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
  • [F4]422 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2017.
  • [F5]Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
  • [F6]396 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2018.
  • [F7]Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
  • [F8]439 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.
  • [F9]Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
Signature
Kathleen M. Tyrrell, Attorney-in-Fact|2021-02-22

Documents

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