4//SEC Filing
Chazin-Wright Susan F. 4
Accession 0001430700-13-000001
CIK 0000018061other
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 8:46 PM ET
Size
19.0 KB
Accession
0001430700-13-000001
Insider Transaction Report
Form 4
CASCADE CORPCASC
Chazin-Wright Susan F.
Vice President-Human Resources
Transactions
- Disposition to Issuer
Stock Appreciation Rights
2013-03-28−4,171→ 0 totalExercise: $48.66From: 2012-04-01Exp: 2021-04-01→ Common Stock (1,049 underlying) - Disposition from Tender
Common Stock
2013-03-28$65.00/sh−702$45,630→ 4,036 total - Disposition to Issuer
Common Stock
2013-03-28$65.00/sh−4,036$262,340→ 0 total - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−3,436→ 0 totalExercise: $32.01From: 2011-06-08Exp: 2020-06-08→ Common Stock (1,744 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−5,721→ 0 totalExercise: $50.12From: 2013-03-30Exp: 2022-03-30→ Common Stock (1,310 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−4,911→ 0 totalExercise: $24.50From: 2010-06-05Exp: 2019-06-05→ Common Stock (3,060 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−2,670→ 0 totalExercise: $44.24From: 2009-06-06Exp: 2018-06-06→ Common Stock (853 underlying)
Footnotes (6)
- [F1]4,036 of these shares represent shares of restricted stock which became fully vested by virtue of the merger and were cancelled and converted into the right to receive a lump sum cash payment equal to the merger consideration of $65.00 per share, pursuant to the Agreement and Plan of Merger, dated October 22, 2012, among Cascade Corporation, Toyota Industries Corporation and Industrial Components and Attachments II, Inc.
- [F2]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 6, 2009, were cancelled in the merger in exchange for a cash payment of $55,429, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F3]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 5, 2010, were cancelled in the merger in exchange for a cash payment of $198,896, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F4]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 8,2011, were cancelled in the merger in exchange for a cash payment of $113,354, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F5]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on April 1, 2012, were cancelled in the merger in exchange for a cash payment of $68,154, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F6]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on March 30, 2013, were cancelled in the merger in exchange for a cash payment of $85,128, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
Documents
Issuer
CASCADE CORP
CIK 0000018061
Entity typeother
Related Parties
1- filerCIK 0001430700
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 8:46 PM ET
- Size
- 19.0 KB