Pimentel John 4

4 · Vertex Energy Inc. · Filed May 14, 2009

Form 4

Period: 2009-04-09

Director

Transactions

Award
Stock Options
2009-04-09$0.50/sh+100,000$50,000→ 329,312 total
Exercise: $0.50From: 2009-04-16Exp: 2019-01-28→ Common Stock (100,000 underlying)
Award
Stock Options
2009-04-09$0.50/sh+12,500$6,250→ 329,312 total
Exercise: $0.50From: 2009-06-30Exp: 2019-01-28→ Common Stock (12,500 underlying)
Award
Stock Options
2009-04-09$0.50/sh+12,500$6,250→ 329,312 total
Exercise: $0.50From: 2009-09-30Exp: 2019-01-28→ Common Stock (12,500 underlying)
Award
Stock Options
2009-04-09$0.50/sh+12,500$6,250→ 329,312 total
Exercise: $0.50From: 2009-12-31Exp: 2019-01-28→ Common Stock (12,500 underlying)
Award
Stock Options
2009-04-09$0.50/sh+12,500$6,250→ 329,312 total
Exercise: $0.50From: 2010-03-31Exp: 2019-01-28→ Common Stock (12,500 underlying)
Award
Stock Options
2009-04-09$0.50/sh+12,500$6,250→ 329,312 total
Exercise: $0.50From: 2010-06-30Exp: 2019-01-28→ Common Stock (12,500 underlying)
Award
Stock Options
2009-04-09$0.50/sh+12,500$6,250→ 329,312 total
Exercise: $0.50From: 2010-09-30Exp: 2019-01-28→ Common Stock (12,500 underlying)
Award
Stock Options
2009-04-09$0.50/sh+12,500$6,250→ 329,312 total
Exercise: $0.50From: 2010-12-31Exp: 2019-01-28→ Common Stock (12,500 underlying)
Award
Stock Options
2009-04-09$0.50/sh+12,500$6,250→ 329,312 total
Exercise: $0.50From: 2011-03-31Exp: 2019-01-28→ Common Stock (12,500 underlying)

Footnotes (1)

[F1]On January 28, 2009, Mr. Pimentel was granted 100,000 stock options to purchase shares of common stock in the Registrant, which stock options vested immediately and were to be priced by the Registrant's Board of Directors at a subsequent date. Also on January 28, 2009, Mr. Pimentel was granted 100,000 stock options to purchase shares of common stock in the Registrant of which 1/8 were to vest at the end of each fiscal quarter following the fiscal quarter after the grant date. The stock options were priced by the Board of Directors of the Registrant on April 10, 2009, based on the closing bid price ($0.50 per share following the 1:10 reverse stock split effective as a result of the exchange ratios in the Registrant's merger) of the Registrant's common stock on April 9, 2009.

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