4//SEC Filing
Sawyer William Alexander 4
Accession 0001432093-11-000024
CIK 0001309082other
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 12:17 PM ET
Size
14.9 KB
Accession
0001432093-11-000024
Insider Transaction Report
Form 4
LUCAS ENERGY, INC.AMEX:LEI
Sawyer William Alexander
DirectorPresident & CEO
Transactions
- Award
Stock Options
2011-01-10+6,000→ 24,000 totalExercise: $2.07From: 2011-01-10Exp: 2020-10-07→ Common Stock (6,000 underlying) - Award
Stock Options
2011-01-10+6,000→ 24,000 totalExercise: $2.07From: 2011-01-10Exp: 2020-10-07→ Common Stock (6,000 underlying) - Award
Common Stock
2011-01-10+12,000→ 362,974 total - Award
Stock Options
2011-01-10+6,000→ 24,000 totalExercise: $2.07From: 2011-03-31Exp: 2020-10-07→ Common Stock (6,000 underlying) - Award
Stock Options
2011-01-10+6,000→ 24,000 totalExercise: $2.07From: 2011-01-10Exp: 2020-10-07→ Common Stock (6,000 underlying)
Footnotes (2)
- [F1]On October 7, 2010, the Issuer's Board of Directors approved the issuance of 12,000 shares of common stock and 24,000 options to purchase shares of common stock to each Director of the Company, including Mr. Sawyer, in consideration for services to be rendered to the Issuer during the April 1, 2010 to March 31, 2011 fiscal year, which options had an exercise price of $2.07 per share and vest in tranches of 1/4th of such options per quarter pursuant to the Plan, which issuances and grants were ratified by the Issuer's shareholders at its Annual Meeting of Stockholders held on January 10, 2011.
- [F2]On October 7, 2010, the Issuer's Board of Directors approved the issuance to Mr. Sawyer of 17,500 shares of common stock under the Issuer's 2010 Long Term Incentive Plan (the "Plan")(which have been included in the table above) in consideration for services rendered, and an additional 17,500 shares of common stock under the Plan in the event the net production of the Issuer averages over 10,000 barrels of oil per month for a period of six months (which shares have not been issued to or earned by Mr. Sawyer to date, and therefore have not been included in the table above).
Documents
Issuer
LUCAS ENERGY, INC.
CIK 0001309082
Entity typeother
Related Parties
1- filerCIK 0001376883
Filing Metadata
- Form type
- 4
- Filed
- Jan 26, 7:00 PM ET
- Accepted
- Jan 27, 12:17 PM ET
- Size
- 14.9 KB