4//SEC Filing
Sexton Barbara 4
Accession 0001433642-20-000120
CIK 0001433642other
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 5:42 PM ET
Size
18.3 KB
Accession
0001433642-20-000120
Insider Transaction Report
Form 4
Transactions
- Other
Class B Units
2020-09-04$70.18/sh−50,000$3,509,000→ 466,233 total(indirect: By Trust)→ Class A Common Stock (50,000 underlying) - Other
Class B Common Stock
2020-09-04$0.00/sh−50,000$50→ 466,233 total - Other
Class B Units
2020-09-04$70.18/sh−50,000$3,509,000→ 466,233 total(indirect: By Trust)→ Class A Common Stock (50,000 underlying) - Other
Class B Common Stock
2020-09-04$0.00/sh−50,000$50→ 466,233 total
Holdings
- 11,189
Class A Common Stock
Transactions
- Other
Class B Units
2020-09-04$70.18/sh−50,000$3,509,000→ 466,233 total(indirect: By Trust)→ Class A Common Stock (50,000 underlying) - Other
Class B Common Stock
2020-09-04$0.00/sh−50,000$50→ 466,233 total - Other
Class B Common Stock
2020-09-04$0.00/sh−50,000$50→ 466,233 total - Other
Class B Units
2020-09-04$70.18/sh−50,000$3,509,000→ 466,233 total(indirect: By Trust)→ Class A Common Stock (50,000 underlying)
Holdings
- 11,189
Class A Common Stock
SEXTON O GRIFFITH
Director10% Owner
Transactions
- Other
Class B Common Stock
2020-09-04$0.00/sh−50,000$50→ 466,233 total - Other
Class B Units
2020-09-04$70.18/sh−50,000$3,509,000→ 466,233 total(indirect: By Trust)→ Class A Common Stock (50,000 underlying) - Other
Class B Common Stock
2020-09-04$0.00/sh−50,000$50→ 466,233 total - Other
Class B Units
2020-09-04$70.18/sh−50,000$3,509,000→ 466,233 total(indirect: By Trust)→ Class A Common Stock (50,000 underlying)
Holdings
- 11,189
Class A Common Stock
Sexton Barbara
10% Owner
Transactions
- Other
Class B Common Stock
2020-09-04$0.00/sh−50,000$50→ 466,233 total - Other
Class B Units
2020-09-04$70.18/sh−50,000$3,509,000→ 466,233 total(indirect: By Trust)→ Class A Common Stock (50,000 underlying) - Other
Class B Units
2020-09-04$70.18/sh−50,000$3,509,000→ 466,233 total(indirect: By Trust)→ Class A Common Stock (50,000 underlying) - Other
Class B Common Stock
2020-09-04$0.00/sh−50,000$50→ 466,233 total
Holdings
- 11,189
Class A Common Stock
Footnotes (8)
- [F1]The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash.
- [F2]The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.
- [F3]The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust.
- [F4]The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust.
- [F5]The securities reported in this row are owned directly by Mr. Sexton.
- [F6]Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date.
- [F7]The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust.
- [F8]The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust.
Documents
Issuer
Hamilton Lane INC
CIK 0001433642
Entity typeother
Related Parties
1- filerCIK 0001699159
Filing Metadata
- Form type
- 4
- Filed
- Sep 8, 8:00 PM ET
- Accepted
- Sep 9, 5:42 PM ET
- Size
- 18.3 KB