Theil L Rita 4
4 · Global Water Resources, Inc. · Filed Aug 15, 2018
Insider Transaction Report
Form 4
Theil L Rita
Director
Transactions
- Exercise/Conversion
Common Stock
2018-08-13+47,744→ 53,137 total - Disposition to Issuer
Common Stock
2018-08-13$9.74/sh−47,744$465,027→ 5,393 total - Exercise/Conversion
Deferred Phantom Unit
2018-08-13−47,744→ 0 total→ Common Stock (47,744 underlying)
Footnotes (3)
- [F1]Each deferred phantom unit ("DPU") was the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").
- [F2]The reporting person ceased to be a director of the Company effective May 16, 2018.
- [F3]The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.