4//SEC Filing
Krupa Heather M 4
Accession 0001434728-21-000109
CIK 0001434728other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 7:49 PM ET
Size
17.2 KB
Accession
0001434728-21-000109
Insider Transaction Report
Form 4
Krupa Heather M
Vice President and Controller
Transactions
- Award
Restricted Stock Units
2021-03-31+630→ 640 total→ Common Stock (630 underlying) - Award
Restricted Stock Units
2021-03-31+3→ 643 total→ Common Stock (3 underlying) - Exercise/Conversion
Restricted Stock Units
2021-03-31−57→ 586 total→ Common Stock (57 underlying) - Exercise/Conversion
Common Stock
2021-03-31+57→ 257 total - Exercise/Conversion
Common Stock
2021-03-31+50→ 307 total - Exercise/Conversion
Phantom Stock Unit
2021-03-31−50→ 335 total→ Common Stock (50 underlying) - Disposition to Issuer
Common Stock
2021-03-31$16.67/sh−107$1,784→ 200 total
Footnotes (9)
- [F1]Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
- [F2]Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
- [F3]The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2021.
- [F4]The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date.
- [F5]Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan.
- [F6]The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
- [F7]The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
- [F8]The RSUs are exercisable at time of vesting and do not have a set expiration date.
- [F9]The PSUs are exercisable at time of vesting and do not have a set expiration date.
Documents
Issuer
Global Water Resources, Inc.
CIK 0001434728
Entity typeother
Related Parties
1- filerCIK 0001785266
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 7:49 PM ET
- Size
- 17.2 KB