Home/Filings/4/0001434728-21-000171
4//SEC Filing

Tedesco David C 4

Accession 0001434728-21-000171

CIK 0001434728other

Filed

May 13, 8:00 PM ET

Accepted

May 14, 9:24 PM ET

Size

15.5 KB

Accession

0001434728-21-000171

Insider Transaction Report

Form 4
Period: 2021-05-12
Transactions
  • Exercise/Conversion

    Common Stock

    2021-05-14+51,579101,579 total
  • Disposition to Issuer

    Common Stock

    2021-05-14$16.84/sh51,579$868,59050,000 total
  • Exercise/Conversion

    Common Stock

    2021-05-14+6,21656,216 total
  • Disposition to Issuer

    Common Stock

    2021-05-14$16.84/sh6,216$104,67750,000 total
  • Exercise/Conversion

    Deferred Phantom Unit

    2021-05-1451,5790 total
    Common Stock (51,579 underlying)
  • Award

    Restricted Stock Units

    2021-05-12+7286,216 total
    Common Stock (728 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2021-05-146,2160 total
    Common Stock (6,216 underlying)
Footnotes (5)
  • [F1]Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
  • [F2]The reporting person ceased to be a director of the Company effective May 6, 2021.
  • [F3]The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.
  • [F4]Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
  • [F5]The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed withinthe Omnibus plans incorporated by reference within our latest filed 10-K.

Issuer

Global Water Resources, Inc.

CIK 0001434728

Entity typeother

Related Parties

1
  • filerCIK 0001673042

Filing Metadata

Form type
4
Filed
May 13, 8:00 PM ET
Accepted
May 14, 9:24 PM ET
Size
15.5 KB