4//SEC Filing
Krupa Heather M 4
Accession 0001434728-21-000266
CIK 0001434728other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 6:08 PM ET
Size
17.8 KB
Accession
0001434728-21-000266
Insider Transaction Report
Form 4
Krupa Heather M
Vice President and Controller
Transactions
- Exercise/Conversion
Common Stock
2021-08-12$9.40/sh+16,500$155,100→ 30,700 total - Exercise/Conversion
Common Stock
2021-08-13$11.26/sh+5,000$56,300→ 21,107 total - Exercise/Conversion
Common Stock
2021-08-12$11.26/sh+5,000$56,300→ 19,200 total - Tax Payment
Common Stock
2021-08-13$20.43/sh−2,756$56,305→ 18,351 total - Exercise/Conversion
Stock Appreciation Right
2021-08-12−16,500→ 0 totalExercise: $9.40Exp: 2027-08-10→ Common Stock (16,500 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2021-08-13−5,000→ 10,000 totalExercise: $11.26Exp: 2029-08-13→ Common Stock (5,000 underlying) - Disposition to Issuer
Common Stock
2021-08-12$18.20/sh−16,500$300,300→ 14,200 total - Tax Payment
Common Stock
2021-08-12$18.20/sh−3,093$56,293→ 16,107 total - Disposition to Issuer
Stock Option (Right to Buy)
2021-08-12−5,000→ 15,000 totalExercise: $11.26Exp: 2029-08-13→ Common Stock (5,000 underlying)
Footnotes (2)
- [F1]The reporting person was originally granted 33,000 shares of stock appreciation rights on August 10, 2017. The stock appreciation rights vest over four years, 25% per year.
- [F2]The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023.
Documents
Issuer
Global Water Resources, Inc.
CIK 0001434728
Entity typeother
Related Parties
1- filerCIK 0001785266
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 6:08 PM ET
- Size
- 17.8 KB