Chan Kin 4

4 · ONE Group Hospitality, Inc. · Filed Sep 14, 2018

Form 4

Period: 2018-09-13

Director

Transactions

Exercise of In-Money
Common Stock, par value $0.0001 per share
[F1][F2]
2018-09-13$1.63/sh+60,000$97,800→ 180,000 total(indirect: By Trust)
Exercise of In-Money
Common Stock, par value $0.0001 per share
[F1][F2]
2018-09-13$1.63/sh+260,000$423,800→ 780,000 total(indirect: By ASM Connaught House Fund LP)
Exercise of In-Money
Common Stock, par value $0.0001 per share
[F1][F2]
2018-09-13$1.63/sh+180,000$293,400→ 540,000 total(indirect: By ASM Connaught House (Master) Fund II LP)
Exercise of In-Money
Warrants
[F2]
2018-09-13−60,000→ 0 total(indirect: By Trust)
Exercise: $1.63From: 2018-05-15Exp: 2023-05-15→ Common Stock (60,000 underlying)
Exercise of In-Money
Warrants
[F2]
2018-09-13−260,000→ 0 total(indirect: By ASM Connaught House Fund LP)
Exercise: $1.63From: 2018-05-15Exp: 2023-05-15→ Common Stock (260,000 underlying)
Exercise of In-Money
Warrants
[F2]
2018-09-13−180,000→ 0 total(indirect: By ASM Connaught House (Master) Fund II LP)
Exercise: $1.63From: 2018-05-15Exp: 2023-05-15→ Common Stock (180,000 underlying)

Footnotes (2)

[F1]Represents shares of common stock acquired through the exercise of warrants on September 3, 2018 at a price of $1.63 per share.
[F2]Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management.

Signature

Kin Chan|2018-09-14

Documents

1 file