Chan Kin 4
4 · ONE Group Hospitality, Inc. · Filed Sep 14, 2018
Insider Transaction Report
Form 4
Chan Kin
Director
Transactions
- Exercise of In-Money
Common Stock, par value $0.0001 per share
2018-09-13$1.63/sh+60,000$97,800→ 180,000 total(indirect: By Trust) - Exercise of In-Money
Common Stock, par value $0.0001 per share
2018-09-13$1.63/sh+180,000$293,400→ 540,000 total(indirect: By ASM Connaught House (Master) Fund II LP) - Exercise of In-Money
Warrants
2018-09-13−60,000→ 0 total(indirect: By Trust)Exercise: $1.63From: 2018-05-15Exp: 2023-05-15→ Common Stock (60,000 underlying) - Exercise of In-Money
Common Stock, par value $0.0001 per share
2018-09-13$1.63/sh+260,000$423,800→ 780,000 total(indirect: By ASM Connaught House Fund LP) - Exercise of In-Money
Warrants
2018-09-13−180,000→ 0 total(indirect: By ASM Connaught House (Master) Fund II LP)Exercise: $1.63From: 2018-05-15Exp: 2023-05-15→ Common Stock (180,000 underlying) - Exercise of In-Money
Warrants
2018-09-13−260,000→ 0 total(indirect: By ASM Connaught House Fund LP)Exercise: $1.63From: 2018-05-15Exp: 2023-05-15→ Common Stock (260,000 underlying)
Footnotes (2)
- [F1]Represents shares of common stock acquired through the exercise of warrants on September 3, 2018 at a price of $1.63 per share.
- [F2]Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management.