4//SEC Filing
Chan Kin 4
Accession 0001434990-18-000001
CIK 0001399520other
Filed
Sep 13, 8:00 PM ET
Accepted
Sep 14, 6:44 AM ET
Size
15.7 KB
Accession
0001434990-18-000001
Insider Transaction Report
Form 4
Chan Kin
Director
Transactions
- Exercise of In-Money
Common Stock, par value $0.0001 per share
2018-09-13$1.63/sh+60,000$97,800→ 180,000 total(indirect: By Trust) - Exercise of In-Money
Common Stock, par value $0.0001 per share
2018-09-13$1.63/sh+180,000$293,400→ 540,000 total(indirect: By ASM Connaught House (Master) Fund II LP) - Exercise of In-Money
Warrants
2018-09-13−60,000→ 0 total(indirect: By Trust)Exercise: $1.63From: 2018-05-15Exp: 2023-05-15→ Common Stock (60,000 underlying) - Exercise of In-Money
Common Stock, par value $0.0001 per share
2018-09-13$1.63/sh+260,000$423,800→ 780,000 total(indirect: By ASM Connaught House Fund LP) - Exercise of In-Money
Warrants
2018-09-13−180,000→ 0 total(indirect: By ASM Connaught House (Master) Fund II LP)Exercise: $1.63From: 2018-05-15Exp: 2023-05-15→ Common Stock (180,000 underlying) - Exercise of In-Money
Warrants
2018-09-13−260,000→ 0 total(indirect: By ASM Connaught House Fund LP)Exercise: $1.63From: 2018-05-15Exp: 2023-05-15→ Common Stock (260,000 underlying)
Footnotes (2)
- [F1]Represents shares of common stock acquired through the exercise of warrants on September 3, 2018 at a price of $1.63 per share.
- [F2]Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management.
Documents
Issuer
ONE Group Hospitality, Inc.
CIK 0001399520
Entity typeother
Related Parties
1- filerCIK 0001434990
Filing Metadata
- Form type
- 4
- Filed
- Sep 13, 8:00 PM ET
- Accepted
- Sep 14, 6:44 AM ET
- Size
- 15.7 KB