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4//SEC Filing

Drake Peter David 4

Accession 0001435254-13-000001

CIK 0000018061other
View on SEC.govCompany Profile

Filed

Mar 28, 8:00 PM ET

Accepted

Mar 29, 5:05 PM ET

Size

28.2 KB

Accession

0001435254-13-000001

Insider Transaction Report

Form 4
Period: 2013-03-28
CASCADE CORPCASC
Drake Peter David
Vice President-Americas
Transactions
  • Disposition from Tender

    Common Stock

    2013-03-28$65.00/sh−1,401$91,065→ 0 total(indirect: By 401(k))
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-03-28−2,000→ 0 total
    Exercise: $73.73From: 2008-06-08Exp: 2017-06-08→ Common Stock (0 underlying)
  • Disposition from Tender

    Common Stock

    2013-03-28$65.00/sh−3,881$252,265→ 481 total
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-03-28−2,670→ 0 total
    Exercise: $44.24From: 2009-06-06Exp: 2018-06-06→ Common Stock (853 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-03-28−3,744→ 0 total
    Exercise: $48.66From: 2012-04-01Exp: 2021-04-01→ Common Stock (0 underlying)
  • Disposition to Issuer

    Common Stock

    2013-03-28$65.00/sh−481$31,265→ 0 total
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-03-28−3,500→ 0 total
    Exercise: $35.60From: 2006-07-19Exp: 2015-07-19→ Common Stock (1,583 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-03-28−2,625→ 0 total
    Exercise: $37.05From: 2007-06-06Exp: 2016-06-06→ Common Stock (1,129 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-03-28−4,911→ 0 total
    Exercise: $24.50From: 2010-06-05Exp: 2019-06-05→ Common Stock (3,060 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-03-28−3,436→ 0 total
    Exercise: $32.01From: 2011-06-08Exp: 2020-06-08→ Common Stock (1,744 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-03-28−5,371→ 0 total
    Exercise: $50.12From: 2013-03-30Exp: 2022-03-30→ Common Stock (1,230 underlying)
Footnotes (9)
  • [F1]481 of these shares represent shares of restricted stock which became fully vested by virtue of the merger and were cancelled and converted into the right to receive a lump sum cash payment equal to the merger consideration of $65.00 per share, pursuant to the Agreement and Plan of Merger, dated October 22, 2012, among Cascade Corporation, Toyota Industries Corporation and Industrial Components and Attachments II, Inc.
  • [F2]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on July 19, 2006, were cancelled in the merger in exchange for a cash payment of $102,900, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
  • [F3]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 6, 2007, were cancelled in the merger in exchange for a cash payment of $73,369, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
  • [F4]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 8, 2008, were cancelled in the merger. No cash payment was made in exchange for the stock appreciation rights because the base price of the stock appreciation rihts exceeds the merger consideration of $65.00 per share.
  • [F5]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 6, 2009, were cancelled in the merger in exchange for a cash payment of $55,429, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
  • [F6]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 5, 2010, were cancelled in the merger in exchange for a cash payment of $198,896, representing the aggregate amount by which the merger consideration of $65.00 exceeds the base price of the stock appreciation rights.
  • [F7]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 8, 2011, were cancelled in the merger in exchange for a cash payment of $113,354, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
  • [F8]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on April 1, 2012, were cancelled in the merger in exchange for a cash payment of $61,177, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
  • [F9]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on March 30, 2013, were cancelled in the merger in exchange for a cash payment of $79,920, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.

Documents

1 file

Issuer

CASCADE CORP

CIK 0000018061

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Entity typeother

Related Parties

1
  • filerCIK 0001435254

Filing Metadata

Form type
4
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 5:05 PM ET
Size
28.2 KB
View on SEC.gov