LAU YUE JOHN 4

Accession 0001435382-09-000017

CIK 0001040161other

View on SEC.gov Company Profile

Filed

Mar 24, 8:00 PM ET

Accepted

Mar 25, 5:08 PM ET

Size

23.8 KB

Accession

0001435382-09-000017

Insider Transaction Report

Form 4

Period: 2009-03-23

PIXELWORKS, INCPXLW

LAU YUE JOHN

VP, Foundry Management

Transactions

Award
Non-Qualified Stock Option (right to buy)
2009-03-23$0.60/sh+100,000$60,000→ 100,000 total
Exercise: $0.60Exp: 2019-03-23→ Common Stock (100,000 underlying)

Holdings

Incentive Stock Option (right to buy)
Exercise: $49.50Exp: 2012-01-02→ Common Stock (7,460 underlying)
7,460
Non-Qualified Stock Option (right to buy)
Exercise: $15.06Exp: 2016-02-15→ Common Stock (16,666 underlying)
16,666
Non-Qualified Stock Option (right to buy)
Exercise: $25.50Exp: 2011-04-02→ Common Stock (13,333 underlying)
13,333
Non-Qualified Stock Option (right to buy)
Exercise: $46.23Exp: 2014-03-09→ Common Stock (13,333 underlying)
13,333
Common Stock
5,293
Non-Qualified Stock Option (right to buy)
Exercise: $28.44Exp: 2015-03-04→ Common Stock (8,333 underlying)
8,333
Non-Qualified Stock Option (right to buy)
Exercise: $22.71Exp: 2013-01-31→ Common Stock (16,666 underlying)
16,666
Non-Qualified Stock Option (right to buy)
Exercise: $49.50Exp: 2012-01-02→ Common Stock (9,206 underlying)
9,206
Incentive Stock Option (right to buy)
Exercise: $0.99Exp: 2009-03-03→ Common Stock (6,666 underlying)
6,666
Non-Qualified Stock Option (right to buy)
Exercise: $2.28Exp: 2018-02-28→ Common Stock (16,666 underlying)
16,666
Incentive Stock Option (right to buy)
Exercise: $7.29Exp: 2009-12-08→ Common Stock (2,500 underlying)
2,500
Non-Qualified Stock Option (right to buy)
Exercise: $7.47Exp: 2016-12-04→ Common Stock (25,000 underlying)
25,000
Incentive Stock Option (right to buy)
Exercise: $4.47Exp: 2009-09-16→ Common Stock (6,000 underlying)
6,000

Footnotes (10)

[F1]Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
[F10]The option becomes exercisable on a monthly basis over a four year period which commences on March 31, 2004 as follows: 10% exercisable as of March 31, 2005, 20% exercisable as of March 31, 2006, 30% exercisable as of March 31, 2007, and 40% exercisable as of March 31, 2008.
[F2]The options become exercisable over a 4-year period which commenced on January 31, 1999, as follows: 25% exercisable as of January 31, 2000, remaining 75% every month thereafter for 36 months. This holding updated with this filing to correct an error in previously filed reports.
[F3]The options become exercisable over a 4-year period which commenced on September 30, 1999, as follows: 25% exercisable as of September 30, 2000, remaining 75% exercisable every month thereafter for 36 months.
[F4]The options become exercisable on a monthly basis over a 4-year period which commenced on December 31, 1999, as follows: 10% exercisable as of December 31, 2000, 20% exercisable as of December 31, 2001, 30% exercisable as of December 31, 2002 and 40% exercisable as of December 31,2003.
[F5]The options become exercisable on a monthly basis over a 4-year period which commenced on January 31, 2002, as follows: 10% exercisable as of January 31, 2003, 20% exercisable as of January 31, 2004, 30% exercisable as of January 31, 2005 and 40% exercisable as of January 31,2006.
[F6]The options become exercisable on a monthly basis over a 4-year period which commences February 15, 2006, as follows: 10% exercisable as of February 15, 2007, 20% exercisable as of February 15, 2008, 30% as of February 15, 2009 and 40% exercisable as of February 15, 2010.
[F7]The options become exercisable on a monthly basis over a 4-year period which commenced on January 31, 2002, as follows: 10% exercisable as of January 31, 2003, 20% exercisable as of January 31, 2004, 30% exercisable as of January 31, 2005 and 40% exercisable as of January 31,2006.
[F8]The options become exercisable on a monthly basis over a 4-year period which commenced on April 30, 2001, as follows: 10% exercisable as of April 30, 2002, 20% exercisable as of April 30, 2003, 30% exercisable as of April 30, 2004 and 40% exercisable as of April 30,2005.
[F9]The options become exercisable monthly over a 4-year period which commenced on March 4, 2005, with 10% becoming exercisable by March 4, 2006, 20% becoming exercisable by March 4, 2007, 30% becoming exercisable by March 4, 2008, and 40% becoming exercisable by March 4, 2009.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

PIXELWORKS, INC

CIK 0001040161

→

Entity typeother

Related Parties

filerCIK 0001212907

Filing Metadata

Form type: 4
Filed: Mar 24, 8:00 PM ET
Accepted: Mar 25, 5:08 PM ET
Size: 23.8 KB

View on SEC.gov