4//SEC Filing
Roncari Davide 4
Accession 0001435473-13-000001
CIK 0000018061other
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 8:20 PM ET
Size
19.0 KB
Accession
0001435473-13-000001
Insider Transaction Report
Form 4
CASCADE CORPCASC
Roncari Davide
Vice President-Europe
Transactions
- Disposition to Issuer
Stock Appreciation Rights
2013-03-28−4,911→ 0 totalExercise: $24.50From: 2010-06-05Exp: 2019-06-05→ Common Stock (3,060 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−4,415→ 0 totalExercise: $48.66From: 2012-04-01Exp: 2021-04-01→ Common Stock (1,110 underlying) - Disposition to Issuer
Common Stock
2013-03-28$65.00/sh−3,901$253,565→ 0 total - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−5,246→ 0 totalExercise: $50.12From: 2013-03-30Exp: 2022-03-30→ Common Stock (1,201 underlying) - Disposition from Tender
Common Stock
2013-03-28$65.00/sh−743$48,295→ 3,901 total - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−2,670→ 0 totalExercise: $44.24From: 2009-06-06Exp: 2018-06-06→ Common Stock (853 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−4,636→ 0 totalExercise: $32.01From: 2011-06-08Exp: 2020-06-08→ Common Stock (2,353 underlying)
Footnotes (6)
- [F1]3,901 of these shares represent shares of restricted stock which became fully vested by virtue of the merger and were cancelled and converted into the right to receive a lump sum cash payment equal to the merger consideration of $65.00 per share, pursuant to the Agreement and Plan of Merger, dated October 22, 2012, among Cascade Corporation, Toyota Industries Corporation and Industrial Components and Attachments II, Inc.
- [F2]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 6, 2009, were cancelled in the merger in exchange for a cash payment of $55,429, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F3]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 5, 2010, were cancelled in the merger in exchange for a cash payment of $198,896, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F4]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 8, 2011, were cancelled in the merger in exchange for a cash payment of $152,942, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F5]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on April 1, 2012, were cancelled in the merger in exchange for a cash payment of $72,141, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F6]The stock appreciation rights, which provided for vesting in four equal annual installments beginning on March 30, 2013, were cancelled in the merger in exchange for a cash payment of $78,060, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
Documents
Issuer
CASCADE CORP
CIK 0000018061
Entity typeother
Related Parties
1- filerCIK 0001435473
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 8:20 PM ET
- Size
- 19.0 KB