4//SEC Filing
OPPENHEIMER HOLDINGS INC 4
Accession 0001435741-13-000003
$OPYCIK 0000791963operating
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 12:22 PM ET
Size
10.8 KB
Accession
0001435741-13-000003
Insider Transaction Report
Form 4
EHRHARDT WILLIAM
Director
Transactions
- Exercise/Conversion
Options on Class A non-voting common stock
2013-08-01$12.88/sh−5,000$64,400→ 0 totalExercise: $12.88From: 2011-01-01Exp: 2013-12-31→ Class A non voting common stock (5,000 underlying) - Exercise/Conversion
Class A non voting common stock
2013-08-01$12.88/sh+5,000$64,400→ 7,762 total
Holdings
- 5,000
Options on Class A non voting common stock
Exercise: $33.22From: 2012-01-01Exp: 2014-12-31→ Class A non voting common stock (5,000 underlying) - 3,088
Restricted Class A non voting stock
→ Class A non voting common stock (3,088 underlying) - 5,000
Options on Class A non voting common stock
Exercise: $26.21From: 2013-01-01Exp: 2015-12-31→ Class A non voting common stock (5,000 underlying)
Footnotes (1)
- [F1]The holding describes the award of restricted shares of Class A non voting stock which will become shares of Class A non voting common stock upon vesting.
Documents
Issuer
OPPENHEIMER HOLDINGS INC
CIK 0000791963
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000791963
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 12:22 PM ET
- Size
- 10.8 KB