4//SEC Filing
RUFFOLO JOSEPH D 4
Accession 0001435933-09-000011
CIK 0001072847other
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 2:41 PM ET
Size
8.2 KB
Accession
0001435933-09-000011
Insider Transaction Report
Form 4
RUFFOLO JOSEPH D
Director
Transactions
- Purchase
Series A Convertible Preferred Stock
2009-09-25$100.00/sh+750$75,000→ 750 totalExercise: $6.02From: 2009-09-25→ Common Stock (12,459 underlying) - Purchase
Series A Convertible Preferred Stock
2009-09-25$100.00/sh+750$75,000→ 750 total(indirect: By Spouse)Exercise: $6.02From: 2009-09-25→ Common Stock (12,458 underlying)
Footnotes (2)
- [F1]The Series A preferred stock is convertible into Tower Financial Corp common stock at a price per share of $6.02.
- [F2]The Series A preferred stock has no expiration date; however, Tower Financial Corp has the right to call the shares on or after September 25, 2012 and until September 24, 2013 at 110% of par, after September 25, 2013 and until September 24, 2014 at 105% of par, and at par after September 25, 2014.
Documents
Issuer
TOWER FINANCIAL CORP
CIK 0001072847
Entity typeother
Related Parties
1- filerCIK 0001195961
Filing Metadata
- Form type
- 4
- Filed
- Sep 28, 8:00 PM ET
- Accepted
- Sep 29, 2:41 PM ET
- Size
- 8.2 KB