4//SEC Filing
TIPPMAN JOHN V SR 4
Accession 0001435933-10-000005
CIK 0001072847other
Filed
Jan 14, 7:00 PM ET
Accepted
Jan 15, 4:49 PM ET
Size
8.1 KB
Accession
0001435933-10-000005
Insider Transaction Report
Form 4
TIPPMAN JOHN V SR
Director
Transactions
- Purchase
Common Stock
2009-10-09$4.59/sh+45,800$210,222→ 220,539 total - Purchase
Common Stock
2009-10-02$4.66/sh+12,000$55,920→ 174,739 total
Holdings
- 10,000
Series A Convertible Preferred Stock
Exercise: $6.02From: 2009-09-25→ Common Stock (166,113 underlying)
Footnotes (2)
- [F1]Reflects increase of 250 shares to correct mathematical error in calculating aggregate share total carried over from Column 5 of reporting Person's Form 4, filed February 24, 2009.
- [F2]The Series A preferred stock has no expiration date; however, Tower Financial Corp has the right to call the shares on or after September 25, 2012 and until September 24, 2013 at 110% of par, after September 25, 2013 and until September 24, 2014 at 105% of par, and at par after September 25, 2014.
Documents
Issuer
TOWER FINANCIAL CORP
CIK 0001072847
Entity typeother
Related Parties
1- filerCIK 0001209282
Filing Metadata
- Form type
- 4
- Filed
- Jan 14, 7:00 PM ET
- Accepted
- Jan 15, 4:49 PM ET
- Size
- 8.1 KB