4//SEC Filing
TIPPMAN JOHN V SR 4
Accession 0001435933-10-000006
CIK 0001072847other
Filed
Jul 14, 8:00 PM ET
Accepted
Jul 15, 4:52 PM ET
Size
6.8 KB
Accession
0001435933-10-000006
Insider Transaction Report
Form 4
TIPPMAN JOHN V SR
Director
Transactions
- Conversion
Common Stock
2010-07-14$6.02/sh+166,113$1,000,000→ 386,652 total - Conversion
Series A Convertible Preferred Stockc
2010-07-14+18,300→ 0 totalExercise: $6.02From: 2009-09-25→ Common Stock (166,113 underlying)
Footnotes (1)
- [F1]The Series A preferred stock has no expiration date; however, Tower Financial Corp has the right to call the shares on or after September 25, 2012 and until September 24, 2013 at 110% of par, after September 25, 2013 and until September 24, 2014 at 105% of par, and at par after September 25, 2014.
Documents
Issuer
TOWER FINANCIAL CORP
CIK 0001072847
Entity typeother
Related Parties
1- filerCIK 0001209282
Filing Metadata
- Form type
- 4
- Filed
- Jul 14, 8:00 PM ET
- Accepted
- Jul 15, 4:52 PM ET
- Size
- 6.8 KB