Home/Filings/4/0001435933-10-000013
4//SEC Filing

SCHENKEL DONALD F 4

Accession 0001435933-10-000013

CIK 0001072847other

Filed

Oct 17, 8:00 PM ET

Accepted

Oct 18, 4:27 PM ET

Size

7.2 KB

Accession

0001435933-10-000013

Insider Transaction Report

Form 4
Period: 2010-10-14
Transactions
  • Conversion

    Common Stock

    2010-10-14$6.02/sh+4,983$29,99839,623 total
  • Conversion

    Series A Convertible Preferred Stock

    2010-10-143000 total
    Exercise: $6.02From: 2009-09-25Common Stock (4,983 underlying)
Footnotes (1)
  • [F1]The Series A convertible preferred stock has no expiration date; however, Tower Financial Corp has the right to call the shares on or after September 25, 2012 and until September 24, 2013 at 110% of par, after September 25, 2013 and until September 24, 2014 at 105% of par, and at par after September 25, 2014.

Issuer

TOWER FINANCIAL CORP

CIK 0001072847

Entity typeother

Related Parties

1
  • filerCIK 0001209278

Filing Metadata

Form type
4
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 4:27 PM ET
Size
7.2 KB