TOWER FINANCIAL CORP·4

Oct 18, 4:27 PM ET

SCHENKEL DONALD F 4

4 · TOWER FINANCIAL CORP · Filed Oct 18, 2010

Insider Transaction Report

Form 4
Period: 2010-10-14
Transactions
  • Conversion

    Common Stock

    2010-10-14$6.02/sh+4,983$29,99839,623 total
  • Conversion

    Series A Convertible Preferred Stock

    2010-10-143000 total
    Exercise: $6.02From: 2009-09-25Common Stock (4,983 underlying)
Footnotes (1)
  • [F1]The Series A convertible preferred stock has no expiration date; however, Tower Financial Corp has the right to call the shares on or after September 25, 2012 and until September 24, 2013 at 110% of par, after September 25, 2013 and until September 24, 2014 at 105% of par, and at par after September 25, 2014.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT