4/A//SEC Filing
TIPPMAN JOHN V SR 4/A
Accession 0001435933-10-000014
CIK 0001072847other
Filed
Oct 18, 8:00 PM ET
Accepted
Oct 19, 5:06 PM ET
Size
7.5 KB
Accession
0001435933-10-000014
Insider Transaction Report
Form 4/AAmended
TIPPMAN JOHN V SR
Director
Transactions
- Conversion
Series A Convertible Preferred Stock
2010-07-14−18,300→ 0 totalExercise: $6.02From: 2009-09-25→ Common Stock (166,113 underlying) - Conversion
Common Stock
2010-07-14$6.02/sh+166,113$1,000,000→ 386,652 total
Footnotes (2)
- [F1]This amendment is being filed to correct scrivener's error of listing the convertible stock that was disposed of within the acquired column.
- [F2]The Series A convertible preferred stock has no expiration date; however, Tower Financial Corp has the right to call the shares on or after September 25, 2012 and until September 24, 2013 at 110% of par, after September 25, 2013 and until September 24, 2014 at 105% of par, and at par after September 25, 2014.
Documents
Issuer
TOWER FINANCIAL CORP
CIK 0001072847
Entity typeother
Related Parties
1- filerCIK 0001209282
Filing Metadata
- Form type
- 4/A
- Filed
- Oct 18, 8:00 PM ET
- Accepted
- Oct 19, 5:06 PM ET
- Size
- 7.5 KB