4//SEC Filing
CALLEN KATHRYN D 4
Accession 0001435933-10-000016
CIK 0001072847other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 3:31 PM ET
Size
7.9 KB
Accession
0001435933-10-000016
Insider Transaction Report
Form 4
CALLEN KATHRYN D
Director
Transactions
- Conversion
Common Stock
2010-12-10$6.02/sh+4,153$25,001→ 14,503 total - Conversion
Series A Convertible Preferred Stock
2010-12-10−250→ 0 totalExercise: $6.02From: 2009-09-25→ Common Stock (4,153 underlying)
Holdings
- 5,500(indirect: By Children)
Common Stock
Footnotes (1)
- [F1]The Series A convertible preferred stock has no expiration date; however, Tower Financial Corp has the right to call the shares on or after September 25, 2012 and until September 24, 2013 at 110% of par, after September 25, 2013 and until September 24, 2014 at 105% of par, and at par after September 25, 2014.
Documents
Issuer
TOWER FINANCIAL CORP
CIK 0001072847
Entity typeother
Related Parties
1- filerCIK 0001209268
Filing Metadata
- Form type
- 4
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 3:31 PM ET
- Size
- 7.9 KB