4//SEC Filing
Glaze Scott A 4
Accession 0001435933-11-000008
CIK 0001072847other
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 1:36 PM ET
Size
6.8 KB
Accession
0001435933-11-000008
Insider Transaction Report
Form 4
Glaze Scott A
Director
Transactions
- Conversion
Series A Convertible Preferred Stock
2011-03-21−1,000→ 0 totalExercise: $6.02From: 2009-09-25→ Common Stock (16,611 underlying) - Conversion
Common Stock
2011-03-21$6.02/sh+16,611$99,998→ 29,922 total
Footnotes (1)
- [F1]The Series A convertible preferred stock has no expiration date; however, Tower Financial Corp has the right to call the shares on or after September 25, 2012 and until September 24, 2013 at 110% of par, after September 25, 2013 and until September 24, 2014 at 105% of par, and at par after September 25, 2014.
Documents
Issuer
TOWER FINANCIAL CORP
CIK 0001072847
Entity typeother
Related Parties
1- filerCIK 0001452300
Filing Metadata
- Form type
- 4
- Filed
- Mar 21, 8:00 PM ET
- Accepted
- Mar 22, 1:36 PM ET
- Size
- 6.8 KB