Home/Filings/4/0001435933-12-000018
4//SEC Filing

Glaze Scott A 4

Accession 0001435933-12-000018

CIK 0001072847other

Filed

May 29, 8:00 PM ET

Accepted

May 30, 8:14 AM ET

Size

5.9 KB

Accession

0001435933-12-000018

Insider Transaction Report

Form 4
Period: 2012-05-25
Transactions
  • Award

    Deferred Stock Units

    2012-05-25+556556 total
    Exercise: $0.00From: 2013-05-25Exp: 2013-05-25Common Stock (556 underlying)
Footnotes (3)
  • [F1]Pursuant to registrant's Amendment No. 1 to 2006 Equity Incentive Plan, the reporting person on May 25, 2012 was granted an exempt award of Deferred Stock Units ("DSUs").
  • [F2]The reporting person, by prior election, chose to receive his common stock, when converted from DSUs, at the expiration of one year following the grant date.
  • [F3]Each whole DSU represents registrant's unsecured and unfunded obligation, upon the expiration of the reporting person's deferral period election, to convert and issue to the reporting person one share of registrant's common stock for each DSU. The DSUs are 100% vested on the grant date.

Issuer

TOWER FINANCIAL CORP

CIK 0001072847

Entity typeother

Related Parties

1
  • filerCIK 0001452300

Filing Metadata

Form type
4
Filed
May 29, 8:00 PM ET
Accepted
May 30, 8:14 AM ET
Size
5.9 KB