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4//SEC Filing

Goff James P. 4

Accession 0001436266-09-000003

CIK 0001065865other
View on SEC.govCompany Profile

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 9:29 PM ET

Size

17.2 KB

Accession

0001436266-09-000003

Insider Transaction Report

Form 4
Period: 2009-01-30
JANUS CAPITAL GROUP INCJNS
Goff James P.
Other
Transactions
  • Award

    Common Stock

    2009-01-30+63,618→ 340,594 total
  • Award

    Stock Option (Right to Buy)

    2009-01-30+140,434→ 140,434 total
    Exercise: $5.32Exp: 2016-01-30→ Common Stock (140,434 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (44,052 underlying)
    44,052

  • Stock Option (Right to Buy) and LSAR

    Exercise: $25.71From: 2007-01-28Exp: 2012-01-27→ Common Stock (26,593 underlying)
    26,593

  • Stock Option (Right to Buy)

    Exercise: $21.01Exp: 2014-02-01→ Common Stock (58,463 underlying)
    58,463

  • Common Stock

    (indirect: Held by ESOP)
    6,101.66

  • Stock Option (Right to Buy)

    Exercise: $27.54Exp: 2015-02-01→ Common Stock (30,876 underlying)
    30,876

  • Stock Option (Right to Buy) and LSAR

    Exercise: $16.24From: 2006-12-31Exp: 2014-02-03→ Common Stock (105,106 underlying)
    105,106

  • Stock Option (Right to Buy) and LSAR

    Exercise: $21.31From: 2000-07-12Exp: 2009-01-25→ Common Stock (200 underlying)
    200
Footnotes (5)
  • [F1]Includes shares contributed by issuer to reporting person under the Employee Stock Ownership Plan ("ESOP") and reflects the total number of shares held in the ESOP as of February 3, 2009.
  • [F2]This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
  • [F3]This option award vests annually in three equal installments beginning on February 1, 2009.
  • [F4]This option award vests annually in four equal installments beginning on February 1, 2008, subject to acceleration if certain performance criteria are met.
  • [F5]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a Change in Control of the issuer which has not been approved by certain members of the issuer's board of directors and results in the receipt of only cash by the option holder. All LSARs unvested as of January 1, 2005 have been terminated.

Documents

1 file

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

→
Entity typeother

Related Parties

1
  • filerCIK 0001436266

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 9:29 PM ET
Size
17.2 KB
View on SEC.gov