4//SEC Filing
Clarke H MacGregor 4
Accession 0001436348-12-000001
CIK 0001316644other
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 5:33 PM ET
Size
11.9 KB
Accession
0001436348-12-000001
Insider Transaction Report
Form 4
AeroGrow International, Inc.AERO.OB
Clarke H MacGregor
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2012-04-11$0.09/sh+833,334$75,000→ 838,334 total - Disposition to Issuer
Series A Preferred Warrants
2012-04-11−37→ 0 totalExercise: $1250.00From: 2009-06-30Exp: 2014-06-30→ Series A Preferred (37 underlying) - Exercise/Conversion
Series A Preferred Stock
2012-04-11−75→ 0 totalExercise: $0.09From: 2009-06-30→ Common Stock (833,334 underlying) - Award
Common Stock Warrant
2012-04-11+616,667→ 700,000 totalExercise: $0.07From: 2012-04-11Exp: 2017-04-11→ Common Stock (616,667 underlying)
Footnotes (3)
- [F1]As part of a restructuring of the Issuers capital accounts, Mr. Clarke converted Series A Preferred Stock into Common Stock of the Issuer. As part of the restructuring, the conversion price was reduced from $0.18 per share of Common Stock to $0.09 per share of Common Stock for all holders of the Series A Preferred Stock, including the Reporting Person. Pursuant to Rule 16b-3(d), the restructuring and the conversion were approved by the Issuers Board of Directors.
- [F2]The Series A Preferred Stock had no expiration date.
- [F3]As part of a restructuring of the Issuers capital accounts, the Issuer issued Common Stock Warrants in exchange for all outstanding Series A Preferred Warrants, including those held by the Reporting Person. Pursuant to Rule 16b-3(d), the restructuring and the warrant exchange were approved by the Issuers Board of Directors.
Documents
Issuer
AeroGrow International, Inc.
CIK 0001316644
Entity typeother
Related Parties
1- filerCIK 0001436348
Filing Metadata
- Form type
- 4
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 5:33 PM ET
- Size
- 11.9 KB