Thompson Peter 4

Accession 0001437482-20-000003

CIK 0001041657other

View on SEC.gov Company Profile

Filed

Jun 29, 8:00 PM ET

Accepted

Jun 30, 9:44 AM ET

Size

25.8 KB

Accession

0001437482-20-000003

Insider Transaction Report

Form 4

Period: 2020-06-17

URBAN ONE, INC.UONE/UONEK

Thompson Peter

CFO / EVP

Transactions

Exercise/Conversion
Class D Common Stock
2020-06-17$1.90/sh+114,035$216,667→ 319,904 total
Sale
Class D Common Stock
2020-06-17$3.35/sh−170,958$572,709→ 34,911 total
Exercise/Conversion
Stock Option
2020-06-17$3.52/sh−114,035$401,403→ 114,035 total
Exercise: $1.90From: 2019-08-07Exp: 2027-08-07→ Class D Common Stock (114,035 underlying)
Sale
Class D Common Stock
2020-06-22$3.35/sh−65,098$218,078→ 34,911 total
Exercise/Conversion
Class D Common Stock
2020-06-17$1.80/sh+95,591$172,064→ 415,495 total
Sale
Class D Common Stock
2020-06-17$3.52/sh−114,035$401,403→ 301,460 total
Sale
Class D Common Stock
2020-06-17$3.52/sh−95,591$336,480→ 205,869 total
Exercise/Conversion
Class D Common Stock
2020-06-22$2.17/sh+40,319$87,492→ 75,230 total
Exercise/Conversion
Class D Common Stock
2020-06-22$1.80/sh+24,779$44,602→ 100,009 total
Exercise/Conversion
Stock Option
2020-06-17$3.52/sh−95,591$336,480→ 95,591 total
Exercise: $1.80From: 2019-08-07Exp: 2028-01-05→ Class D Common Stock (95,591 underlying)
Exercise/Conversion
Stock Option
2020-06-22$3.50/sh−40,319$141,117→ 40,319 total
Exercise: $2.17From: 2019-07-05Exp: 2028-01-05→ Class D Common Stock (40,319 underlying)
Exercise/Conversion
Stock Option
2020-06-22$3.50/sh−24,779$86,727→ 24,779 total
Exercise: $1.80From: 2019-08-07Exp: 2028-01-05→ Class D Common Stock (24,779 underlying)

Footnotes (5)

[F1]All transactions s previously reported on our Form 8-K filed June 17, 2020.
[F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.25 to $4.01, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
[F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
[F4]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.25 to $3.45, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
[F5]This total does not include options to purchase 284,527 shares of Class D common stock options held by Mr. Thompson. Mr. Thompson holds options for 225,000 Class D shares with an exercise price of $2.75 per share and options for 99,846 Class D shares with an exercise price of $2.17 per share.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

URBAN ONE, INC.

CIK 0001041657

→

Entity typeother

Related Parties

filerCIK 0001437482

Filing Metadata

Form type: 4
Filed: Jun 29, 8:00 PM ET
Accepted: Jun 30, 9:44 AM ET
Size: 25.8 KB

View on SEC.gov