TSUI KIT 4
4 · SIGMA DESIGNS INC · Filed Mar 9, 2009
Insider Transaction Report
Form 4
TSUI KIT
Managing Director
Transactions
- Exercise/Conversion
Common Stock
2009-03-06$5.43/sh+5,000$27,150→ 150,517 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2009-03-06−5,000→ 9,167 totalExercise: $9.89→ Common Stock (5,000 underlying) - Exercise/Conversion
Common Stock
2009-03-06$9.89/sh+5,000$49,450→ 145,517 total - Exercise/Conversion
Common Stock
2009-03-06$3.40/sh+834$2,836→ 151,351 total - Sale
Common Stock
2009-03-06$15.07/sh−10,834$163,268→ 140,517 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2009-03-06−5,000→ 3,334 totalExercise: $5.43→ Common Stock (5,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2009-03-06−834→ 9,166 totalExercise: $3.40→ Common Stock (834 underlying)
Footnotes (6)
- [F1]The 25,000 shares initially underlying this option began vesting on 10/28/2005 and vest as follows: (i) 20% on 10/28/2006; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 10/28/2006.
- [F2]The reported option expires in accordance with the following schedule: (a) the right to buy 5,000 shares expires on 3/15/2009; (b) the right to buy 5,000 shares expires on 3/15/2010; and (c) the right to buy the remaining 4,167 shares expires on 3/15/2011.
- [F3]The 25,000 shares initially underlying this option began vesting on 8/9/2004 and vest as follows: (i) 20% on 8/9/2005; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 8/9/2005.
- [F4]The reported option expires in accordance with the following schedule: (a) the right to buy 5,000 shares expires on 3/15/2009; and (b) the right to buy the remaining 3,334 shares expires on 3/15/2010.
- [F5]The 25,000 shares initially underlying this option began vesting on 2/20/2003 and vest as follows: (i) 20% on 2/20/2004; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 2/20/2004.
- [F6]The reported option expires in accordance with the following schedule: (a) the right to buy 834 shares expires on 3/15/2009; and (c) the right to buy the remaining 9,166 shares expires on 2/20/2013.