4/A//SEC Filing
TSUI KIT 4/A
Accession 0001437749-09-000249
CIK 0000790715other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 8:25 PM ET
Size
16.9 KB
Accession
0001437749-09-000249
Insider Transaction Report
Form 4/AAmended
TSUI KIT
Managing Director
Transactions
- Exercise/Conversion
Common Stock
2009-03-06$5.43/sh+5,000$27,150→ 161,517 total - Sale
Common Stock
2009-03-06$15.07/sh−10,834$163,268→ 151,517 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2009-03-06−834→ 9,166 totalExercise: $3.40→ Common Stock (834 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2009-03-06−5,000→ 9,167 totalExercise: $9.89→ Common Stock (5,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2009-03-06−5,000→ 3,334 totalExercise: $5.43→ Common Stock (5,000 underlying) - Exercise/Conversion
Common Stock
2009-03-06$9.89/sh+5,000$49,450→ 156,517 total - Exercise/Conversion
Common Stock
2009-03-06$3.40/sh+834$2,836→ 162,351 total
Footnotes (7)
- [F1]The 25,000 shares initially underlying this option began vesting on 10/28/2005 and vest as follows: (i) 20% on 10/28/2006; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 10/28/2006.
- [F2]The reported option expires in accordance with the following schedule: (a) the right to buy 5,000 shares expires on 3/15/2009; (b) the right to buy 5,000 shares expires on 3/15/2010; and (c) the right to buy the remaining 4,167 shares expires on 3/15/2011.
- [F3]The 25,000 shares initially underlying this option began vesting on 8/9/2004 and vest as follows: (i) 20% on 8/9/2005; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 8/9/2005.
- [F4]The reported option expires in accordance with the following schedule: (a) the right to buy 5,000 shares expires on 3/15/2009; and (b) the right to buy the remaining 3,334 shares expires on 3/15/2010.
- [F5]The 25,000 shares initially underlying this option began vesting on 2/20/2003 and vest as follows: (i) 20% on 2/20/2004; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 2/20/2004.
- [F6]The reported option expires in accordance with the following schedule: (a) the right to buy 834 shares expires on 3/15/2009; and (c) the right to buy the remaining 9,166 shares expires on 2/20/2013.
- [F7]This amended form 4 amends and restates the amount of securities beneficially owned following reported transactions previously reported by this reporting person on Table I in form 4s filed on 3/9/2009. All other reported information from the original filed form 4s is unchanged.
Documents
Issuer
SIGMA DESIGNS INC
CIK 0000790715
Entity typeother
Related Parties
1- filerCIK 0001245500
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 8:25 PM ET
- Size
- 16.9 KB