LOWE KENNETH A 4/A

Accession 0001437749-10-000704

CIK 0000790715other

View on SEC.gov Company Profile

Filed

Mar 15, 8:00 PM ET

Accepted

Mar 16, 8:14 PM ET

Size

34.0 KB

Accession

0001437749-10-000704

Insider Transaction Report

Form 4/AAmended

Period: 2010-03-11

SIGMA DESIGNS INCSIGM

LOWE KENNETH A

VP of Strategic Marketing

Transactions

Sale
Common Stock
2010-03-11$12.25/sh−45$551→ 18,289 total
Sale
Common Stock
2010-03-11$12.24/sh−1,455$17,809→ 16,834 total
Sale
Common Stock
2010-03-11$12.23/sh−1,000$12,230→ 15,834 total
Exercise/Conversion
Common Stock
2010-03-11$3.50/sh+10,000$35,000→ 18,334 total
Sale
Common Stock
2010-03-11$12.19/sh−4,113$50,137→ 10,000 total
Sale
Common Stock
2010-03-11$12.18/sh−600$7,308→ 8,313 total
Sale
Common Stock
2010-03-11$12.17/sh−2,379$28,952→ 5,934 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2010-03-11$3.50/sh+10,000$35,000→ 10,000 total
Exercise: $3.50Exp: 2010-05-31→ Common Stock (10,000 underlying)
Exercise/Conversion
Common Stock
2010-03-11$5.43/sh+3,334$18,104→ 3,334 total
Sale
Common Stock
2010-03-11$12.19/sh−1,087$13,251→ 8,913 total
Sale
Common Stock
2010-03-11$12.15/sh−3,934$47,798→ 200 total
Exercise/Conversion
Common Stock
2010-03-11$9.89/sh+5,000$49,450→ 8,334 total
Sale
Common Stock
2010-03-11$12.21/sh−700$8,547→ 15,034 total
Sale
Common Stock
2010-03-11$12.20/sh−34$415→ 15,000 total
Sale
Common Stock
2010-03-11$12.20/sh−887$10,821→ 14,113 total
Sale
Common Stock
2010-03-11$12.14/sh−200$2,428→ 0 total
Exercise/Conversion
Employee Stock Option
2010-03-11$5.43/sh+3,334$18,104→ 3,334 total
Exercise: $5.43Exp: 2010-03-15→ Common Stock (3,334 underlying)
Exercise/Conversion
Employee Stock Option
2010-03-11$9.89/sh+5,000$49,450→ 5,000 total
Exercise: $9.89→ Common Stock (5,000 underlying)
Sale
Common Stock
2010-03-11$12.22/sh−100$1,222→ 15,734 total
Sale
Common Stock
2010-03-11$12.16/sh−1,800$21,888→ 4,134 total

Footnotes (5)

[F1]The 25,000 shares initially underlying this option began vesting on 8/9/2004 and vest as follows: (i) 20% on 8/9/2005; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 8/9/2005.
[F2]The 25,000 shares initially underlying this option began vesting on 10/28/2005 and vest as follows: (i) 20% on 10/28/2006; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 10/28/2006.
[F3]The reported option expires in accordance with the following schedule: (a) the right to buy 5,000 shares expires on 3/15/2010; and (b) the right to buy the remaining 4,167 shares expires on 3/15/2011.
[F4]The 80,000 shares initially underlying this option began vesting on 5/31/2000 and vest as follows: (i) 20% on 2/20/2001; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 5/31/2001.
[F5]This amended Form 4 is being filed for the sole purpose of correcting the detailed selling price information previously reported in this column in the reporting person's Form 4 filed on March 15, 2010. All other information

Documents

1 file

4
rdgdoc.xml
FORM 4/A

Issuer

SIGMA DESIGNS INC

CIK 0000790715

→

Entity typeother

Related Parties

filerCIK 0001245501

Filing Metadata

Form type: 4/A
Filed: Mar 15, 8:00 PM ET
Accepted: Mar 16, 8:14 PM ET
Size: 34.0 KB

View on SEC.gov