4/A//SEC Filing
Ratiner Boris 4/A
Accession 0001437749-10-001996
CIK 0001377053other
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 3:26 PM ET
Size
15.0 KB
Accession
0001437749-10-001996
Insider Transaction Report
Form 4/AAmended
AtheroNova Inc.AHRO.OB
Ratiner Boris
Director
Transactions
- Conversion
Common Stock
2010-06-23+1,457,852→ 1,457,852 total - Other
Warrant to Purchase Super-Voting Common Stock
2010-05-13+5,831,407→ 5,831,407 totalExp: 2015-01-07→ Common Stock (1,457,852 underlying) - Conversion
Super-Voting Common Stock
2010-06-23−5,831,407→ 0 total→ Common Stock (1,457,852 underlying) - Other
Warrant to Purchase Common Stock
2010-06-23+1,457,852→ 1,457,852 totalExp: 2015-01-07→ Common Stock (1,457,852 underlying) - Other
Warrant to Purchase Super-Voting Common Stock
2010-06-23−5,831,407→ 0 totalExp: 2015-01-07→ Common Stock (1,457,852 underlying)
Footnotes (4)
- [F1]On June 23, 2010, upon the filing and acceptance of the Issuer's Amended and Restated Certificate of Incorporation effecting a 1-for-200 reverse stock split of the Issuer's outstanding common stock, each share of the Reporting Person's Super-Voting Common Stock automatically converted into 0.25 shares of the Issuer's common stock.
- [F2]The Reporting Person obtained the warrant pursuant to the closing of transactions contemplated under an Agreement and Plan of Merger dated March 26, 2010. The shares of Super-Voting Common Stock issuable upon exercise of the warrant are convertible at a rate of 50 shares of Common Stock for each share of Super-Voting Common Stock, automatically upon the filing and acceptance of an amendment to the Issuer's Certificate of Incorporation effecting a 1-for-200 reverse stock split of the Common Stock. The warrant is fully exercisable. The Reporting Person hereby amends the original report regarding these securities to correctly report the issuance of a single warrant for the aggregate shares reported and the expiration date of the warrant.
- [F3]On June 23, 2010, upon the filing and acceptance of the Issuer's Amended and Restated Certificate of Incorporation effecting a 1-for-200 reverse stock split of the Issuer's outstanding common stock, the warrant, by its terms, became exercisable for 0.25 shares of the Issuer's Common Stock for each share of Super-Voting Common Stock formerly issuable upon exercise of the warrant.
- [F4]Accounts for a 1-for-200 reverse split.
Documents
Issuer
AtheroNova Inc.
CIK 0001377053
Entity typeother
Related Parties
1- filerCIK 0001491353
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 27, 8:00 PM ET
- Accepted
- Jun 28, 3:26 PM ET
- Size
- 15.0 KB