4/A//SEC Filing
SELAWSKI MARK 4/A
Accession 0001437749-10-001998
CIK 0001377053other
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 3:26 PM ET
Size
15.1 KB
Accession
0001437749-10-001998
Insider Transaction Report
Form 4/AAmended
AtheroNova Inc.AHRO.OB
SELAWSKI MARK
CFO & Secretary
Transactions
- Other
Option to Purchase Super-Voting Common Stock
2010-05-13+2,197,992→ 2,197,992 totalExp: 2017-01-07→ Common Stock (549,498 underlying) - Other
Option to Purchase Super-Voting Common Stock
2010-06-23−2,197,992→ 0 totalExp: 2017-01-07→ Common Stock (549,498 underlying) - Conversion
Common Stock
2010-06-23+11,215→ 11,215 total - Other
Option to Purchase Common Stock
2010-06-23+549,498→ 549,498 totalExp: 2017-01-07→ Common Stock (549,498 underlying) - Conversion
Super-Voting Common Stock
2010-06-23−44,856→ 0 total→ Common Stock (11,215 underlying)
Footnotes (4)
- [F1]On June 23, 2010, upon the filing and acceptance of the Issuer's Amended and Restated Certificate of Incorporation effecting a 1-for-200 reverse split of the Issuer's outstanding common stock, each share of the Reporting Person's Super-Voting Common Stock automatically converted into 0.25 shares of the Issuer's common stock.
- [F2]The Reporting Person obtained the option pursuant to the closing of transactions contemplated under an Agreement and Plan of Merger dated March 26, 2010. The shares of Super-Voting Common Stock issuable upon exercise of the option are convertible at a rate of 50 shares of the Issuer's common stock for each share of Super-Voting Common Stock, automatically upon the filing and acceptance of the Issuer's Amended and Restated Certificate of Incorporation effecting a 1-for-200 reverse split of the Issuer's outstanding common stock. The option vests 25% on January 6, 2011 and 75% evenly on a monthly basis over the next three years thereafter. The Reporting Person hereby amends the original report regarding these securities to correctly report the applicable vesting provisions.
- [F3]On June 23, 2010, upon the filing and acceptance of the Issuer's Amended and Restated Certificate of Incorporation effecting a 1-for-200 reverse split of the Issuer's outstanding common stock, the option, by its terms, became exercisable for 0.25 shares of the Issuer's Common Stock for each share of Super-Voting Common Stock formerly issuable upon exercise of the option.
- [F4]Accounts for a 1-for-200 reverse split.
Documents
Issuer
AtheroNova Inc.
CIK 0001377053
Entity typeother
Related Parties
1- filerCIK 0001187230
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 27, 8:00 PM ET
- Accepted
- Jun 28, 3:26 PM ET
- Size
- 15.1 KB