Home/Filings/5/0001437749-11-000199
5//SEC Filing

KONCZAL DENNIS R 5

Accession 0001437749-11-000199

CIK 0001021422other

Filed

Jan 11, 7:00 PM ET

Accepted

Jan 12, 2:34 PM ET

Size

50.0 KB

Accession

0001437749-11-000199

Insider Transaction Report

Form 5
Period: 2010-12-31
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2010-10-22$4.60/sh300$1,38010,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-10-22$4.80/sh300$1,44010,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-10-26$4.60/sh300$1,38010,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-10-27$4.80/sh300$1,44010,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-11-01$4.80/sh300$1,44010,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-11-04$4.95/sh300$1,48521,618 total(indirect: By CAAI)
  • Sale

    Common Stock, par value $0.01 per share

    2010-12-29$5.90/sh500$2,95021,618 total(indirect: By CAAI)
  • Sale

    Common Stock, par value $0.01 per share

    2010-07-26$4.50/sh100$45010,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-11-04$5.05/sh300$1,51510,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-11-04$4.85/sh200$97010,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-12-23$5.05/sh300$1,51510,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-12-29$6.05/sh500$3,02510,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-07-23$4.50/sh50$22521,618 total(indirect: By CAAI)
  • Sale

    Common Stock, par value $0.01 per share

    2010-11-04$5.15/sh300$1,54521,618 total(indirect: By CAAI)
  • Sale

    Common Stock, par value $0.01 per share

    2010-12-23$5.25/sh300$1,57510,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-12-29$5.55/sh500$2,77510,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-12-29$6.40/sh500$3,20010,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-07-21$4.50/sh100$45021,618 total(indirect: By CAAI)
  • Sale

    Common Stock, par value $0.01 per share

    2010-07-26$4.50/sh50$22521,618 total(indirect: By CAAI)
  • Sale

    Common Stock, par value $0.01 per share

    2010-10-22$4.63/sh100$46321,618 total(indirect: By CAAI)
  • Sale

    Common Stock, par value $0.01 per share

    2010-12-23$4.65/sh300$1,39521,618 total(indirect: By CAAI)
  • Sale

    Common Stock, par value $0.01 per share

    2010-12-29$6.40/sh500$3,20021,618 total(indirect: By CAAI)
  • Sale

    Common Stock, par value $0.01 per share

    2010-07-27$4.50/sh200$90010,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-11-03$4.85/sh100$48510,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-11-05$4.85/sh300$1,45510,949 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-11-01$4.75/sh300$1,42521,618 total(indirect: By CAAI)
  • Sale

    Common Stock, par value $0.01 per share

    2010-12-23$4.85/sh300$1,45521,618 total(indirect: By CAAI)
  • Other

    Employee Stock Option (Right to Buy)

    2010-04-0210,6240 total
    Exercise: $9.00Exp: 2010-04-02Common Stock, par value $0.01 per share (10,624 underlying)
Holdings
  • Employee Stock Option (Right to Buy)

    Exercise: $9.06Exp: 2011-04-09Common Stock, par value $0.01 per share (13,750 underlying)
    13,750
Footnotes (3)
  • [F1]The Reporting Person is an officer and director of Capital Alliance Advisors, Inc., a California corporation ("CAAI").
  • [F2]The options were granted pursuant to various stock option agreements and are completely vested.
  • [F3]In accordance with the terms of the respective stock option agreements, the unexercised options expired on this date.

Issuer

EASTERN LIGHT CAPITAL, INC.

CIK 0001021422

Entity typeother

Related Parties

1
  • filerCIK 0001166702

Filing Metadata

Form type
5
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 2:34 PM ET
Size
50.0 KB