4//SEC Filing
Ehrens Gerald L 4
Accession 0001437749-11-007317
CIK 0000007951other
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 4:13 PM ET
Size
15.1 KB
Accession
0001437749-11-007317
Insider Transaction Report
Form 4
Ehrens Gerald L
Director
Transactions
- Other
Common Stock
2011-09-28$1.00/sh+102,172$102,172→ 103,505 total
Holdings
- 20,000
Non-Qualified Employee Stock Option - Right to Buy
Exercise: $3.00From: 2010-08-30Exp: 2015-08-31→ Common Stock (20,000 underlying) - 23,300(indirect: By Partnership)
Stock Purchase Warrant - Right to Buy
Exercise: $2.50From: 2010-05-28Exp: 2013-05-28→ Common Stock (23,300 underlying) - 1,333
Common Stock
- 460,000(indirect: By Partnership)
Common Stock
- 667
Stock Option - Right to Buy
Exercise: $6.75From: 2006-12-12Exp: 2011-12-11→ Common Stock (667 underlying) - 15,000
Non-Qualified Employee Stock Option - Right to Buy
Exercise: $4.98From: 2011-05-05Exp: 2016-05-05→ Common Stock (15,000 underlying)
Footnotes (6)
- [F1]On August 6, 2010 the Company completed a reverse split of its common stock whereby each 15 shares of common stock outstanding prior to the reverse split were converted into one share of common stock and all options, warrants, convertible notes and any other similar instruments convertible into shares of common stock were proportionally adjusted. All share, option and warrant numbers and prices contained in this Form 4 are post-reverse split numbers.
- [F2]Pursuant to the terms of an Agreement and Plan of Recapitalization dated May 28,2010 between ASI Technology Corporation and NxOpinion, LLC these options are vested and exercisable for the remainder of their stated term regardless of the employment or consultancy status of the option holder.
- [F3]Represents restricted warrants received in connection with debt restructuring as part of an Agreement and Plan of Recapitalization dated May 28, 2010 between ASI Technology Corporation and NxOpinion, LLC.
- [F4]Stock Options vest and become exercisable according to the following schedule: 20% - Immediately, 20% - 2/28/2011, 20% - 8/31/2011, 20% - 2/28/2012, 20% - 8/31/2012
- [F6]Represents restricted shares received in connection with an Agreement to Convert Debt dated September 28, 2011.
- [F7]This transaction is being reported on a delinquent basis due to administrative oversight.
Documents
Issuer
ROBERTSON GLOBAL HEALTH SOLUTIONS CORP
CIK 0000007951
Entity typeother
Related Parties
1- filerCIK 0001336631
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 4:13 PM ET
- Size
- 15.1 KB