4//SEC Filing
PAULSON THOMAS J 4
Accession 0001437749-11-007937
CIK 0001389545other
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 6:02 PM ET
Size
7.5 KB
Accession
0001437749-11-007937
Insider Transaction Report
Form 4
Transactions
- Award
Restricted Stock Unit
2011-10-27$1.09/sh+40,000$43,600→ 40,000 total - Award
Option (right to buy)
2011-10-27+56,000→ 435,100 totalExercise: $1.09From: 2012-10-27Exp: 2021-10-27→ Common Shares (56,000 underlying)
Holdings
- 7,500
Common Stock
Footnotes (2)
- [F1]Mr. Paulson was granted 40,000 shares of Restricted Stock Units (RSU). Twenty-five percent (25%) of the RSUs will vest on the first anniversary of the date of grant, and the balance shall vest in a series of three (3) equal installments upon the completion of each year beginning October 27, 2012.
- [F2]Twenty-five percent (25%) of the option shares vest and become exercisable on the first anniversary of the date of grant, and the balance of the option shares vest and become exercisable in a series of twelve (12) equal installments upon the completion of each three (3) months beginning October 27, 2012.
Documents
Issuer
NovaBay Pharmaceuticals, Inc.
CIK 0001389545
Entity typeother
Related Parties
1- filerCIK 0001256960
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 6:02 PM ET
- Size
- 7.5 KB