Home/Filings/4/0001437749-12-003346
4//SEC Filing

Zimmerman Jordan 4

Accession 0001437749-12-003346

CIK 0001428205other

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 9:49 PM ET

Size

39.5 KB

Accession

0001437749-12-003346

Insider Transaction Report

Form 4
Period: 2012-03-31
Transactions
  • Award

    Phantom Stock

    2012-03-31+315315 total
    Common Stock (315 underlying)
  • Award

    Phantom Stock

    2012-09-30+63441 total
    Common Stock (63 underlying)
  • Award

    Phantom Stock

    2013-03-31+63567 total
    Common Stock (63 underlying)
  • Award

    Phantom Stock

    2013-06-30+63630 total
    Common Stock (63 underlying)
  • Award

    Phantom Stock

    2013-12-31+63756 total
    Common Stock (63 underlying)
  • Award

    Phantom Stock

    2014-06-30+63882 total
    Common Stock (63 underlying)
  • Award

    Phantom Stock

    2014-09-30+63945 total
    Common Stock (63 underlying)
  • Award

    Phantom Stock

    2014-12-31+631,008 total
    Common Stock (63 underlying)
  • Award

    Phantom Stock

    2015-03-31+631,071 total
    Common Stock (63 underlying)
  • Award

    Phantom Stock

    2013-09-30+63693 total
    Common Stock (63 underlying)
  • Award

    Phantom Stock

    2015-12-31+531,250 total
    Common Stock (53 underlying)
  • Award

    Phantom Stock

    2015-06-30+631,134 total
    Common Stock (63 underlying)
  • Award

    Phantom Stock

    2012-06-30+63378 total
    Common Stock (63 underlying)
  • Award

    Phantom Stock

    2012-12-31+63504 total
    Common Stock (63 underlying)
  • Award

    Phantom Stock

    2014-03-31+63819 total
    Common Stock (63 underlying)
  • Award

    Phantom Stock

    2015-09-30+631,197 total
    Common Stock (63 underlying)
Footnotes (3)
  • [F1]The reporting person was granted an aggregate of 1,250 shares of phantom stock under ARMOUR Residential REIT, Inc.'s 2009 Stock Incentive Compensation Plan pursuant to a vesting schedule described below. 315 shares of phantom stock vesting on the last day of each fiscal quarter until September 30, 2015. On December 31, 2015, 53 shares will vest, at which time all phantom stock will be vested. The 1,250 shares of phantom stock is in addition to the 3,750 shares of phantom stock granted to the reporting person and subject to a five-year vesting schedule, which began on March 31, 2011. The 3,750 shares of phantom stock were separately reported on a Form 4 filed by the reporting person on April 4, 2011.
  • [F2]Upon termination of the reporting person's service with ARMOUR, all phantom shares which have not vested prior to or concurrently with such termination will be forfeited by the reporting person; provided, however, that the phantom shares will vest if the termination is due to death, disability, termination without cause, or retirement after age 62. The phantom shares will automatically vest upon a change in control of ARMOUR. The reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days of vesting. The reporting person also has the right to elect to receive the amount of cash necessary to pay any income taxes instead of some of the shares of ARMOUR common stock. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock.
  • [F3]Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.

Issuer

Armour Residential REIT, Inc.

CIK 0001428205

Entity typeother

Related Parties

1
  • filerCIK 0001416060

Filing Metadata

Form type
4
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 9:49 PM ET
Size
39.5 KB