Home/Filings/4/0001437749-12-006788
4//SEC Filing

Taylor Robert Norfleet 4

Accession 0001437749-12-006788

CIK 0001072847other

Filed

Jul 9, 8:00 PM ET

Accepted

Jul 10, 12:12 PM ET

Size

5.7 KB

Accession

0001437749-12-006788

Insider Transaction Report

Form 4
Period: 2012-05-23
Transactions
  • Award

    Deferred Stock Units

    2012-05-23+483483 total
    Exercise: $0.00From: 2013-05-23Exp: 2013-05-23Common Stock (483 underlying)
Footnotes (3)
  • [F1]Pursuant to registrant's Amendment No. 1 to 2006 Equity Incentive Plan, the reporting person on May 23, 2012 was granted an exempt award of Deferred Stock Units ("DSUs").
  • [F2]The reporting person, by election, chose to receive his common stock, when converted from DSUs, at the expiration of one year following the date of the grant.
  • [F3]Each whole DSU represents registrant's unsecured and unfunded obligation, upon the expiration of the reporting person's deferral period election, to convert and issue to the reporting person one share of registrant'scommon stock for each DSU. The DSUs are 100% vested on the grant date.

Issuer

TOWER FINANCIAL CORP

CIK 0001072847

Entity typeother

Related Parties

1
  • filerCIK 0001553282

Filing Metadata

Form type
4
Filed
Jul 9, 8:00 PM ET
Accepted
Jul 10, 12:12 PM ET
Size
5.7 KB