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4//SEC Filing

UNDERWOOD JAMES 4

Accession 0001437749-12-006872

CIK 0001072847other

Filed

Jul 11, 8:00 PM ET

Accepted

Jul 12, 3:50 PM ET

Size

5.4 KB

Accession

0001437749-12-006872

Insider Transaction Report

Form 4
Period: 2012-07-11
UNDERWOOD JAMES
Executive Vice President
Transactions
  • Award

    Common Stock

    2012-07-11+2,50014,050 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    1,952
Footnotes (2)
  • [F1]Shares awarded pursuant to the Company's 2006 Equity Incentive Plan approved by the Board of Directors and Stockholders and exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3 thereunder.
  • [F2]The reporting person has acquired 1,952 shares of TOFC common stock under the Tower Financial Corporation 401(k) Plan.

Issuer

TOWER FINANCIAL CORP

CIK 0001072847

Entity typeother

Related Parties

1
  • filerCIK 0001209283

Filing Metadata

Form type
4
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 3:50 PM ET
Size
5.4 KB