UNDERWOOD JAMES 4
4 · TOWER FINANCIAL CORP · Filed Jul 12, 2012
Insider Transaction Report
Form 4
UNDERWOOD JAMES
Executive Vice President
Transactions
- Award
Common Stock
2012-07-11+2,500→ 14,050 total
Holdings
- 1,952(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Shares awarded pursuant to the Company's 2006 Equity Incentive Plan approved by the Board of Directors and Stockholders and exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3 thereunder.
- [F2]The reporting person has acquired 1,952 shares of TOFC common stock under the Tower Financial Corporation 401(k) Plan.