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4//SEC Filing

ROEMER MICK 4

Accession 0001437749-12-009196

CIK 0000896400other

View on SEC.gov Company Profile

Filed

Sep 5, 8:00 PM ET

Accepted

Sep 6, 4:01 PM ET

Size

14.3 KB

Accession

0001437749-12-009196

Insider Transaction Report

Form 4

Period: 2012-09-04

MULTIMEDIA GAMES HOLDING COMPANY, INC.MGAM

SENIOR VICE PRESIDENT OF SALES

Transactions

Sale
Common Stock
2012-09-05$15.85/sh−10,999$174,332→ 10,000 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-09-05−10,999→ 150,000 total
Exercise: $2.35From: 2009-01-13Exp: 2016-01-12→ Common Stock (10,999 underlying)
Exercise/Conversion
Common Stock
2012-09-05$2.35/sh+10,999$25,848→ 20,999 total
Sale
Common Stock
2012-09-04$16.05/sh−39,001$625,810→ 10,000 total
Exercise/Conversion
Common Stock
2012-09-04$2.35/sh+39,001$91,652→ 49,001 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-09-04−39,001→ 160,999 total
Exercise: $2.35From: 2009-01-13Exp: 2016-01-12→ Common Stock (39,001 underlying)

Footnotes (3)

[F1]The exercise and sales reported in this filing were made pursuant to the 10b5-1 sales plan of Reporting Person, signed on August 20, 2012.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.69 to $16.29, inclusive. The Reporting Person undertakes to provide to Multimedia Games Holding Company, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.55 to $16.12, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 of this Form 4.

Documents

1 file

4
rdgdoc.xmlPrimary
FORM 4 - MICK

Issuer

MULTIMEDIA GAMES HOLDING COMPANY, INC.

CIK 0000896400

Entity typeother

Related Parties

1

filerCIK 0001454809

Filing Metadata

Form type: 4
Filed: Sep 5, 8:00 PM ET
Accepted: Sep 6, 4:01 PM ET
Size: 14.3 KB

View on SEC.gov