4//SEC Filing
SMITH JEROME R 4
Accession 0001437749-12-010094
CIK 0000896400other
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 4:01 PM ET
Size
14.2 KB
Accession
0001437749-12-010094
Insider Transaction Report
Form 4
SMITH JEROME R
SVP, General Counsel
Transactions
- Exercise/Conversion
Common Stock
2012-10-05$3.88/sh+10,479$40,659→ 10,479 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-10-04−52,021→ 197,979 totalExercise: $3.88From: 2011-10-03Exp: 2018-10-03→ Common Stock (52,021 underlying) - Exercise/Conversion
Common Stock
2012-10-04$3.88/sh+52,021$201,841→ 52,021 total - Sale
Common Stock
2012-10-04$15.77/sh−52,021$820,293→ 0 total - Sale
Common Stock
2012-10-05$15.80/sh−10,479$165,606→ 0 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-10-05−10,479→ 187,500 totalExercise: $3.88From: 2011-10-03Exp: 2018-10-03→ Common Stock (10,479 underlying)
Footnotes (3)
- [F1]The exercise and sales reported in this filing were made pursuant to the 10b5-1 sales plan of Reporting Person, signed on August 20, 2012.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.38 to $15.92, inclusive. The Reporting Person undertakes to provide to Multimedia Games Holding Company, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.64 to $15.96, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 of this Form 4.
Documents
Issuer
MULTIMEDIA GAMES HOLDING COMPANY, INC.
CIK 0000896400
Entity typeother
Related Parties
1- filerCIK 0001285105
Filing Metadata
- Form type
- 4
- Filed
- Oct 4, 8:00 PM ET
- Accepted
- Oct 5, 4:01 PM ET
- Size
- 14.2 KB