Moody F Scott 4

4 · AUTHENTEC INC · Filed Oct 9, 2012

Insider Transaction Report

Form 4

Period: 2012-10-04

AUTHENTEC INCAUTH

Moody F Scott

DirectorChairman of the Board and CEO

Transactions

Disposition to Issuer
Stock Option
2012-10-04$6.12/sh−56,250$344,250→ 0 total
Exercise: $1.88Exp: 2020-08-02→ Common Stock (56,250 underlying)
Disposition to Issuer
Stock Option
2012-10-04−76,875→ 0 total
Exercise: $13.74Exp: 2018-06-02→ Common Stock (76,875 underlying)
Disposition to Issuer
Common Stock
2012-10-04$8.00/sh−305,583$2,444,664→ 0 total
Disposition to Issuer
Stock Option
2012-10-04$7.80/sh−605,541$4,723,220→ 0 total
Exercise: $0.20Exp: 2013-08-25→ Common Stock (605,541 underlying)
Disposition to Issuer
Stock Option
2012-10-04$5.16/sh−242,228$1,249,896→ 0 total
Exercise: $2.84Exp: 2016-06-29→ Common Stock (242,228 underlying)
Disposition to Issuer
Stock Option
2012-10-04$6.48/sh−79,702$516,469→ 0 total
Exercise: $1.52Exp: 2019-04-01→ Common Stock (79,702 underlying)
Disposition to Issuer
Stock Option
2012-10-04$6.29/sh−18,334$115,321→ 0 total
Exercise: $1.71Exp: 2020-10-01→ Common Stock (18,334 underlying)
Disposition to Issuer
Stock Option
2012-10-04$5.17/sh−25,000$129,250→ 0 total
Exercise: $2.83Exp: 2021-06-09→ Common Stock (25,000 underlying)
Disposition to Issuer
Stock Option
2012-10-04$2.00/sh−41,669$83,338→ 0 total
Exercise: $6.00Exp: 2017-02-21→ Common Stock (41,669 underlying)

Footnotes (11)

[F1]Each share was cancelled pursuant to a merger agreement between the issuer and Apple Inc. in exchange for a cash payment equal to the per share merger consideration ($8.00).
[F10]Each option was cancelled pursuant to a merger agreement between the issuer and Apple Inc. in exchange for a cash payment equal to the excess, if any, of the per share merger consideration ($8.00) over the exercise price of the option.
[F11]Each option with an exercise price greater than the per share merger consideration ($8.00) was cancelled for no consideration.
[F2]Stock options vest 25% on June 1, 2004, with the remaining vesting in equal quarterly installments over a three-year period.
[F3]Stock options vest 25% on May 29, 2007, with the remaining vesting in equal quarterly installments over a three-year period.
[F4]Stock options vest 25% on February 21, 2008, with the remaining vesting in equal quarterly installments over a three-year period.
[F5]Stock options vest 25% on April 1, 2010, with the remaining vesting in equal quarterly installments over a three-year period.
[F6]Stock options vest 25% on August 2, 2011, with the remaining vesting in equal quarterly installments over a three-year period.
[F7]Stock options vest 25% on September 16, 2011, with the remaining vesting in equal quarterly installments over a three-year period.
[F8]Stock options vest 25% on June 9, 2012, with the remaining vesting in equal quarterly installments over a three-year period.
[F9]Stock options vest 25% on June 2, 2009, with the remaining vesting in equal quarterly installments over a three-year period.

Documents

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